- TD Bank (New York, NY)
- …of conduct and maintain high ethical standards + Manages assigned employees in compliance with all HR policies, procedures, and guidelines of conduct + Leads, ... business lines and increase Market share + Leads in a manner that strengthens compliance with all regulations, policies and procedures that apply to the US Wealth… more
- Citigroup (Queens, NY)
- …to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team ... of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance Specialists, Portfolio… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Manage daily onboarding requests for all divisions of Mizuho + End to end onboarding ... Liaise with Front Office and clients directly + Review monthly Americas Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal… more
- Citigroup (New York, NY)
- …and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk, Regional COO and Sales Management ... + Assist with ad-hoc projects and/or workflow testing as assigned by Manager + Assist with coaching and training Registered Representatives when applicable + Assist… more
- M&T Bank (Buffalo, NY)
- …functionality while contributing to organizational policy. Implement and Configure Enterprise AML /Fraud Detection solutions using ACTIMIZE Risk Case Manager and ... software applications to meet business requirements and enterprise performance, security compliance , and architecture standards in the area of efforts to combat… more
- M&T Bank (Buffalo, NY)
- …for optimizing IT solutions while ensuring security and efficiency. Design Enterprise AML /Fraud Detection solutions using ACTIMIZE Risk Case Manager and ... software applications to meet business requirements and enterprise performance, security compliance , and architecture standards in the area of efforts to combat… more
- SitusAMC (Albany, NY)
- …in a highly regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality ... client requirements + Other activities as may be assigned by your manager Qualifications/ Requirements: + Bachelor's degree or equivalent from four-year College or… more
- SitusAMC (Albany, NY)
- …in a highly regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality ... external distribution + Other activities as may be assigned by your manager Qualifications/ Requirements: + Bachelor's degree or equivalent from four-year College or… more
- Bank of America (New York, NY)
- …fields or equivalent work experience + Working knowledge of US banking regulations in the compliance space including but not limited to AML , OFAC, and KYC + ... Should you be offered a role with Bank of America, your hiring manager will provide you with information on the in-office expectations associated with your… more