- City National Bank (Raleigh, NC)
- *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor-in-charge to guide a team ... performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, presentations, and/or written reports… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Software Engineer Manager oversees application development for a department or group within the company. ... operational processes and systems to ensure effective regulatory and audit compliance + Applies interdisciplinary, collaborative approach to plan, design, develop,… more
- SMBC (Charlotte, NC)
- …qualified individual as a Model Validation Analyst that will report to the Compliance Model Validation Manager , in the Risk Management Department, Americas ... Mathematics, Engineering, Computer Science or related fields + Preferred experience in compliance analytics, BSA/ AML model validations, or related domains in… more
- TD Bank (Charlotte, NC)
- …enforcement referrals, proactive initiatives, 314a/314b, and internal referrals. The Senior AML Financial Crime Risk Investigator conducts holistic reviews of client ... demarketing clients, as appropriate; and creates supporting documentation in compliance with policies, procedures, and regulatory requirements. To be successful… more
- Bank of America (Charlotte, NC)
- …investigation experience in a financial institution or government position + 1+ years of AML / Compliance experience and or knowledge of AML typologies/risk + ... investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management… more
- Wells Fargo (Charlotte, NC)
- …better understanding of benign activity versus further assessment needed + With manager support, conducts transactional reviews of customer base at the product, ... industry and typology risk level; + Engage with direct manager to develop the appropriate data needed to conduct a successful portfolio review; + Evaluates ML/TF and… more
- Wells Fargo (Charlotte, NC)
- …guarantees, documentary collections, open account solutions and payments + Familiarity with AML , sanctions, and compliance frameworks. + Strong knowledge of ... is seeking Head of Global Trade Finance Servicing & Implementation (Trade Services Senior Manager ) **In this role, you will:** + Lead the setup and configuration of… more
- Bank of America (Charlotte, NC)
- …guidance. The GFC Executive I serves as a trusted advisor to the Chief Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") and Control ... Champion: Breaks down barriers to create a more inclusive environment + Manager of Process & Data: Challenges end-to-end process efficiency and effectiveness,… more
- Truist (Lumberton, NC)
- …to ensure the products will be integrated properly. + Responsible for BSA/ AML compliance for Corporate Treasury. This includes attending meetings, updating ... in all aspects of trade order management, settlement, collateral management, accounting, compliance , reporting and control for a $75+ billion fixed income portfolio,… more
- Bank of America (Charlotte, NC)
- …another heavy quantitative discipline + Experience in Financial Crimes related to Sanctions or AML Compliance + Proficiency in SQL, Python, R and/or SAS + Broad ... models. May report to either Quant Operations Exec or Quantitative Operations Manager . About Sanctions Screening Center of Excellence: The Center of Excellence for… more