- TD Bank (New York, NY)
- …are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing notes, and other required documentation ... for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. +… more
- TD Bank (New York, NY)
- …and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead support) of ... and regulations.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products and… more
- TD Bank (New York, NY)
- …appetite. As part of the key accountabilities of the role, the Senior Manager will: + Design and implement first line governance frameworks for algorithmic trading ... computer science). + 15+ years of progressive experience in investment banking and markets with significant exposure to trading, quantitative modeling, and… more
- JPMorgan Chase (New York, NY)
- …functions, and make a meaningful impact on organizational growth. As a Business Manager in the US Private Bank Investments business, you will partner with front ... and mitigating business risks. The role of a business manager is dynamic and can vary from business to...platform and drive resolution of mitigating controls + Support audit , regulatory and compliance deliverables; help drive specific action… more
- RELX INC (New York, NY)
- …and compliance guardrails to contextualize product performance. + Maintain audit -ready documentation for methods, datasets, rater guidance, analyses, and outcomes. ... handoffs. + Report progress and outcomes to the AI Benchmarking Manager and senior stakeholders. Strategic Alignment, Business Engagement & Relationships Facilitate… more
- M&T Bank (Buffalo, NY)
- **Overview:** The Segment Risk Manager will have a specific focus on Cyber, Technology, Data and Transformation Risk within the Commercial Bank. This position is ... cyber, technology, data and transformation risk management within the banking industry. + Effectively communicate applicable requirements to cross-functional… more
- Huntington National Bank (New York, NY)
- …and associated resources. You will manage an assigned team of Relationship Manager /Bankers as direct reports; personally originate, service and maintain an assigned ... in other areas of the bank (eg, CSG, commercial banking , capital markets), thereby gaining market share and developing...Leader will ensure the following: + Satisfactory loan review, audit and OCC review results of all assigned credit… more
- TD Bank (New York, NY)
- …initiatives including global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as ... years of knowledge and experience in FCRM compliance, preferably within the investment banking division of a large financial institution. + Strong verbal and written… more
- TD Bank (New York, NY)
- …management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, audits and/or ... experience and build capabilities to shape the future of banking . Whether you've got years of banking ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- JPMorgan Chase (New York, NY)
- …Under the direction of the local Nurse Supervisor and Regional Nurse Manager , the Corporate Health Nurse utilizes excellent clinical and assessment skills as ... and Health Services co-workers/providers * Upholds compliance with nursing audit protocols, universal standards for personal protection, OSHA and… more
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