- BMO Financial Group (New York, NY)
- …a leading, full-service financial services provider. We offer corporate and investment banking , treasury management, as well as research and advisory services to ... and applicable regulations surrounding them. + Knowledge of the Broker Dealer and Banking Regulations, which include but not limited to SEC, FINRA, OCC, FRB, NFA… more
- TD Bank (New York, NY)
- …ideas or proof of concept that can improve the reviews + Support audit related activities by providing documentation and relevant subject matter expertise + ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- DoorDash (New York, NY)
- …you will: + Take ownership of discrete operational problems in our banking products (eg, disputes, compliance workflows, bill pay reliability). + Create structured ... wants to grow into a future operator or general manager , this is a rare opportunity to learn by...in high-growth teams (whether in tech, operations, strategy, consulting, banking , or a related experience) + You have exceptional… more
- Monro Muffler/Brake (Fairport, NY)
- …records with a focus on accuracy and completeness in Oracle. . Banking Data Management: Maintain bank information for store operations and supplier payments; ... administer banking platforms and manage user access for Finance team...prevent downstream reporting or transactional issues. . Documentation: Maintain audit trails, documentation, and approvals for all system changes.… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Compose KYC packages and perform due diligence on new clients based on risk rating ... is required + Ensure client packages adhere to internal audit requirements through the judgement made from understanding of...Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and… more
- M&T Bank (Buffalo, NY)
- …doers, and builders, working to create the most advanced technology solutions in banking . We're not your stereotypical suit and tie bankers: we're an innovative team ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- Mizuho Corporate Bank (New York, NY)
- …confirmation, and allocation across derivative asset classes. + As an operations manager provide guidance and support to junior staff in preparing, monitoring, and ... internal stakeholders across the firm including Front Office, Legal, Audit and Finance. + As part of the PMC...Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and… more
- TD Bank (New York, NY)
- …for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. + ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- TD Bank (New York, NY)
- …+ Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + Contributing metrics to Conduct Risk ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- TD Bank (New York, NY)
- …Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries related to TDS's ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more