- TD Bank (New York, NY)
- …business impact assessment and gap analysis, deliver requirements, control design, audit and remediation. In addition, BRI supports the 6 pillar self-assessment ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- TD Bank (New York, NY)
- …Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries related to TDS's ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- TD Bank (New York, NY)
- …for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. + ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- TD Bank (New York, NY)
- …Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- BMO Financial Group (New York, NY)
- …the maintenance of required internal control standards, including adherence to audit , regulatory and compliance policies. + Leads various strategic initiatives from ... any changes to policies and to ensure congruence with the investment banking group's credit policies. + Displays and encourages appropriate high performance… more
- TD Bank (New York, NY)
- …areas impacting products, behaviors and market participants. + Knowledge of testing or audit concepts and principles, as well as control analysis and evaluation. + ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- TD Bank (New York, NY)
- …for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. + ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- TD Bank (New York, NY)
- …for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. + ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- DoorDash (New York, NY)
- …you will: + Take ownership of discrete operational problems in our banking products (eg, disputes, compliance workflows, bill pay reliability). + Create structured ... wants to grow into a future operator or general manager , this is a rare opportunity to learn by...in high-growth teams (whether in tech, operations, strategy, consulting, banking , or a related experience) + You have exceptional… more
- Citigroup (New York, NY)
- …large complex relationships in North America. Facilitate relationships with clients in Banking and Risk, and with regulators, Internal Audit , Fundamental Credit ... associated with the allocation of risk assets and risk capital with banking and product organizations. A telecommuting/hybrid work schedule may be permitted within… more