- TD Bank (Charlotte, NC)
- …and risk matters. + Independently researches, reviews, and maintains expertise on banking regulations and laws, banking policies and procedures, and consumer ... or equivalent a plus + 5+ years of internal audit and/or testing experience + Knowledge of financial institution...experience and build capabilities to shape the future of banking . Whether you've got years of banking … more
- TD Bank (Charlotte, NC)
- …team. The successful candidate will have a strong background in IT Audit , regulatory assurance testing, and control effectiveness testing. You will be responsible ... and collaboration abilities. + Regulatory examination and remediation experience + Audit and Control Testing experience + Participates on complex, comprehensive or… more
- SMBC (Charlotte, NC)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...timelines or quality. + Maintain detailed documentation for traceability, audit and compliance purposes. + Ensure coverage for data… more
- City National Bank (Charlotte, NC)
- …line of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as ... training for new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with the evaluation of… more
- City National Bank (Charlotte, NC)
- …ANALYST II* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager , responsible for the periodic BSA internal controls testing function of the of the ... control environment, under the guidance of the BSA Risk Manager . Prioritizes focus toward areas identified as having the...level of management. * Maintains an up-to-date Master Compliance Audit Follow-up Log for outstanding BSA-related Audit … more
- TD Bank (Charlotte, NC)
- …and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead support) of ... and regulations.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products and… more
- Bank of America (Clarendon, NC)
- …an excellent quality of life, and the opportunity to help shape the future of banking . **About Bank of America in Belfast** Bank of America is one of the world's ... (ILQA) role is responsible for performing Quality Assurance testing of Global Banking and Global Markets (GBGM) Anti-Money Laundering (AML)/Know Your Customer (KYC)… more
- ManpowerGroup (Charlotte, NC)
- …Enablement (BSE) team. This role will support key business areas including Markets, Banking , Commercial Real Estate (CRE), and the CIB COO organization. The Agile L2 ... and experience delivering solutions in financial services, specifically investment banking . This role will focus on mitigating operational risks, automating… more
- TD Bank (Charlotte, NC)
- …to manage regulatory relationships and defend methodologies to Model Validation and Audit .** **Strong leadership skills to oversee a focused team of professionals.** ... experience and build capabilities to shape the future of banking . Whether you've got years of banking ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Truist (Charlotte, NC)
- …change from time to time. 1. Act as the liaison for the governance manager and segment head and direct reports 2. Conduct monitoring and conformance of established ... IT governance and compliance experience 8. Certification in an audit and risk management discipline 9. IT governance and...related field (or equivalent experience). 2. 12 years of banking or relevant experience with 3+ years of experience… more