- TD Bank (Charlotte, NC)
- …Business:** Governance & Control **Job Description:** The Governance and Control Senior Manager is accountable for ensuring the channel is meeting its compliance ... BCM plans to ensure risks are understood and mitigated + Works with internal audit in the completion of operational audits with the channels including tracking and… more
- TD Bank (Charlotte, NC)
- …Control Remediation Quality Assurance Senior Business Management Specialist will have appropriate Audit or Risk and Controls subject matter expertise to assist each ... full concern level, ensuring effective remediation, leading to successful Internal Audit validation. This role engages with stakeholders to provide ongoing support… more
- TD Bank (Charlotte, NC)
- …and risk matters. + Independently researches, reviews, and maintains expertise on banking regulations and laws, banking policies and procedures, and consumer ... 5+ years of experience **Desired Qualifications:** + **Prior testing, audit or business operations experience in areas involving regulatory...experience and build capabilities to shape the future of banking . Whether you've got years of banking … more
- TD Bank (Charlotte, NC)
- …areas or centers of expertise + Research, review and maintain expertise on banking regulations and laws, banking policies and procedures, and consumer protection ... skills** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products and services,… more
- City National Bank (Charlotte, NC)
- …that will be integral in supporting the development of the IT Risk Manager 's function strategy eg identification and development of workstreams in partnership with ... the Head of IT Risk Manager . The role will support the Lead, to drive...of experience working at a major financial institution on audit and/or management initiatives programs, including management responsibilities. *… more
- City National Bank (Charlotte, NC)
- …identification and development of workstreams in partnership with the Head of IT Risk Manager . The role will support the function's FLoD IT Risk routines to ensure ... As a key resource on the team the individual will receive minimal guidance from manager and/or senior members of the team on the following: * Provide primary support… more
- Truist (Lumberton, NC)
- …of financial statements. + Work with Internal/External Auditors to timely complete Audit requests. + Perform and/or review maintenance to the systems of record ... of financial statements. + Work with Internal/External Auditors to timely complete Audit requests. + Perform and/or review maintenance to the systems of record… more
- TD Bank (Charlotte, NC)
- …skills, and strong communication with stakeholders. Control testing and/or audit background required, with knowledge of Treasury related processes preferred. ... multiple deadlines **Preferred Qualifications:** + Control Testing experience + Audit experience + Treasury experience **Customer Accountabilities:** + Contributes… more
- City National Bank (Charlotte, NC)
- …bank. This role is responsible for (i) with the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with appropriate risk ... across CNB, including across the business, 2LOD and internal audit . WHAT WILL YOU DO? * With the guidance...WHAT WILL YOU DO? * With the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with… more
- SMBC (Charlotte, NC)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...Analyst that will report to the Compliance Model Validation Manager , in the Risk Management Department, Americas Division. The… more