- TD Bank (New York, NY)
- …to automation and process improvement initiatives to enhance documentation workflows and regulatory compliance. + Prepare and deliver reporting on documentation ... and clients through capital markets deal origination including execution of regulatory and legal trading agreement requirements globally. This team maximizes revenue… more
- City National Bank (New York, NY)
- …achieve their full potential. Provides instructions and information to colleagues on regulatory procedures, bank policies, legal requirements and other banking ... Microsoft Word, Excel, Outlook) required. *Additional Qualifications* * Good knowledge of Bank policies and procedures and regulatory compliance. * Working… more
- PNC (New York, NY)
- … Bank Quantitative Analysis, Consulting, Data Gathering and Reporting , Predictive Analytics, Quantitative Techniques, Regulatory Environment - ... opportunity to contribute to the company's success. As a Bank Risk Investment Officer within PNC's Market Risk Oversite...within the PNC footprint. We are seeking a risk manager to join our team, reporting directly… more
- City National Bank (New York, NY)
- …Ensure processes are in place for the appropriate oversight, tracking and reporting of compliance program risks that includes an internal control structure, new ... products, training, regulatory change management, risk assessments, issues management, and monitoring...change management, risk assessments, issues management, and monitoring and reporting . *Compliance Risk Management Division* This is a great… more
- NBT Bank (Albany, NY)
- …housing partner responsibility from application thru to loan closing. + 20% Assists Bank CRA Officer, Residential Mortgage Banking Manager , and Sales Manager ... according to established policies, procedures and applicable legal and regulatory guidelines. Responsible for developing and executing business plans tailored… more
- TD Bank (New York, NY)
- …based on established audit plans in alignment with applicable policies and regulatory guidelines for TD Bank 's Governance, Risk & Oversight Functions. ... etc.) and sufficiency of systems, processes, and oversight to support regulatory compliance. This role supports audit engagements through evaluating, documenting,… more
- TD Bank (New York, NY)
- …providing leadership, direction, and necessary quality assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This ... The Senior Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or systems. Daily activities involve… more
- TD Bank (New York, NY)
- …with known problem areas and oversees testing of data for such things as regulatory report request prior to sending to regulators. As the Commercial Data Test Lead, ... data wrangling, data mapping and transformation (ETL) processes + Supports Reporting and Business Intelligence (BI) solutions, applications, platforms, and/or tools… more
- TD Bank (New York, NY)
- …of global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to applicable rules ... with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Knowledge of global security and derivative… more
- Bank of America (New York, NY)
- …and businesses based on role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will provide you with information on ... 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/SAG-Corp-Comm-Sr-Port-Officer\_25036845) **Job Description:** At Bank of America, we are guided by a common… more