- TD Bank (New York, NY)
- …of design and operational effectiveness of SOX/Internal controls over Financial Reporting and review testing performed by auditors to ensure quality deliverable ... of design and operational effectiveness of SOX/Internal controls over Financial Reporting and review testing performed by auditors to ensure quality deliverable… more
- City National Bank (New York, NY)
- …achieve their full potential. Provides instructions and information to colleagues on regulatory procedures, bank policies, legal requirements and other banking ... Microsoft Word, Excel, Outlook) required. *Additional Qualifications* * Good knowledge of Bank policies and procedures and regulatory compliance. * Working… more
- NBT Bank (Albany, NY)
- …housing partner responsibility from application thru to loan closing. + 20% Assists Bank CRA Officer, Residential Mortgage Banking Manager , and Sales Manager ... according to established policies, procedures and applicable legal and regulatory guidelines. Responsible for developing and executing business plans tailored… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... Firm. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Key… more
- TD Bank (New York, NY)
- …of global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to applicable rules ... with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Knowledge of global security and derivative… more
- TD Bank (New York, NY)
- …the broader risk management framework for enabling holistic Non-Financial Risk Reporting and Insights.Laws, Rules, Regulations Management / Regulatory Change ... packages for Tier 5 low to moderate risk and regulatory projects or initiatives and may contribute to Tier...have extensive experience developing and owning tooling and producing reporting for one or more of the following Global… more
- TD Bank (New York, NY)
- …Analytics, Insights, & Artificial Intelligence **Job Description:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build a more resilient and ... build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In this role,...to bridge and translate business requirements to analytics and reporting needs for a given domain/business + Applies collaborative… more
- M&T Bank (Buffalo, NY)
- **Overview:** The Business Risk Manager will perform first line of defense holistic risk management responsibilities in support of two major Business Areas: ... is responsible for overseeing the proactive identification, accurate assessment, and reporting of risks within these business areas, including loss events and… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... and templates as required. + Monitor program progress and develop MIS reporting for ongoing tracking and evaluation of Monitoring Activities. + Communicate… more
- TD Bank (New York, NY)
- …and manage risks, and escalate non-standard, high-risk activities as necessary * Conduct reporting and / or meaningful analysis at the functional or enterprise level ... applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving … more
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