- TD Bank (New York, NY)
- …+ Assists in providing periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings + ... with the first line of defense (CIO & CISO organizations) in identifying, reporting , and mitigating Cybersecurity risk issues and provide subject matter expertise in… more
- TD Bank (New York, NY)
- …monitor effective internal controls and ensure business activities remain within TD Bank 's risk appetite and comply with external regulatory requirements. The ... of enterprise projects / programs requiring TDS representation. **JOB DESCRIPTION** Reporting to the Associate Vice-President and Managing Director, Analytics & BI,… more
- TD Bank (New York, NY)
- …+ Knowledge of emerging payment rails like Instant Payments + Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
- City National Bank (New York, NY)
- …Ensure processes are in place for the appropriate oversight, tracking and reporting of compliance program risks that includes an internal control structure, new ... products, training, regulatory change management, risk assessments, issues management, and monitoring...change management, risk assessments, issues management, and monitoring and reporting . *Compliance Risk Management Division* This is a great… more
- TD Bank (New York, NY)
- …partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global Control Room ... procedures are updated timely and accurately. + **Meetings &** ** Reporting :** Prepare summaries, presentations, briefing notes, and other required documentation to… more
- Bank of America (New York, NY)
- …Experience in the financial services industry particularly in the areas related to regulatory reporting , compliance, and risk management + Excellent verbal and ... + Strong knowledge of project management methodologies + Deep understanding of regulatory requirements and familiarity with financial reporting standards and… more
- TD Bank (New York, NY)
- …of design and operational effectiveness of SOX/Internal controls over Financial Reporting and review testing performed by auditors to ensure quality deliverable ... of design and operational effectiveness of SOX/Internal controls over Financial Reporting and review testing performed by auditors to ensure quality deliverable… more
- City National Bank (New York, NY)
- …achieve their full potential. Provides instructions and information to colleagues on regulatory procedures, bank policies, legal requirements and other banking ... Microsoft Word, Excel, Outlook) required. *Additional Qualifications* * Good knowledge of Bank policies and procedures and regulatory compliance. * Working… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... Firm. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Key… more
- NBT Bank (Albany, NY)
- …housing partner responsibility from application thru to loan closing. + 20% Assists Bank CRA Officer, Residential Mortgage Banking Manager , and Sales Manager ... according to established policies, procedures and applicable legal and regulatory guidelines. Responsible for developing and executing business plans tailored… more
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