- TD Bank (New York, NY)
- …and Trading TDS develops an institutional investor base in the US to fund the Bank and to place US and Canadian money market positions. The position liaises closely ... with the Bank 's other operations in Canada, Europe, and the US...TDS banking books and products in risk infrastructure and reporting , with proper implementation standards. + Work with stakeholders… more
- TD Bank (New York, NY)
- …+ Knowledge of emerging payment rails like Instant Payments + Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
- Bank of America (New York, NY)
- …Experience in the financial services industry particularly in the areas related to regulatory reporting , compliance, and risk management + Excellent verbal and ... + Strong knowledge of project management methodologies + Deep understanding of regulatory requirements and familiarity with financial reporting standards and… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... Firm. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Key… more
- TD Bank (New York, NY)
- …AML (Anti-Money Laundering) investigations experience, within a financial institution or regulatory environment + Strong knowledge of Suspicious Activity Reports, ... Bank Secrecy Act, and other relevant AML regulations +...communication skills with an emphasis on investigative and stakeholder reporting . **Customer Accountabilities:** + Conducts investigative analysis by collecting,… more
- TD Bank (New York, NY)
- …of design and operational effectiveness of SOX/Internal controls over Financial Reporting and review testing performed by auditors to ensure quality deliverable ... of design and operational effectiveness of SOX/Internal controls over Financial Reporting and review testing performed by auditors to ensure quality deliverable… more
- TD Bank (New York, NY)
- …of global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to applicable rules ... with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Knowledge of global security and derivative… more
- City National Bank (New York, NY)
- …achieve their full potential. Provides instructions and information to colleagues on regulatory procedures, bank policies, legal requirements and other banking ... Microsoft Word, Excel, Outlook) required. *Additional Qualifications* * Good knowledge of Bank policies and procedures and regulatory compliance. * Working… more
- NBT Bank (Albany, NY)
- …housing partner responsibility from application thru to loan closing. + 20% Assists Bank CRA Officer, Residential Mortgage Banking Manager , and Sales Manager ... according to established policies, procedures and applicable legal and regulatory guidelines. Responsible for developing and executing business plans tailored… more
- M&T Bank (Buffalo, NY)
- **Overview:** The Business Risk Manager will perform first line of defense holistic risk management responsibilities in support of two major Business Areas: ... is responsible for overseeing the proactive identification, accurate assessment, and reporting of risks within these business areas, including loss events and… more