- M&T Bank (Buffalo, NY)
- …WILMINGTON DE** **Overview:** + Leads and executes audits over the Bank 's Information Technology (IT) Engineering, Operations, Governance, Risk Management and ... and remediation plan validations. Communicate audit progress and findings to Bank management and oversee Auditors (as applicable) on assigned audit activities.… more
- TD Bank (New York, NY)
- …MSRB RTRS Reporting and US Treasury Auctions + Identify key regulatory changes, and developments relevant to the business areas and proactively communicate the ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
- TD Bank (New York, NY)
- …processes centered around onboarding, client due diligence, document validation, client and regulatory reporting . Analysts are expected to be proficient with IRC ... Ops team is responsible for tax form due diligence, withholding and information reporting to the IRS and non-US tax authorities. **Role Details:** TD Securities Tax… more
- M&T Bank (Buffalo, NY)
- …identifying technical and procedural findings, common vulnerability score, and datasets for regulatory reporting . + Understand and adhere to the Company's risk ... bank from vulnerabilities. + Produce and interpret advanced reporting with recommendations for cybersecurity and technology leadership, including...and regulatory standards, policies, and controls in accordance with the… more
- Deloitte (New York, NY)
- Senior Manager - FSI Risk, Regulatory & Forensic Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and an ... 10+ years of experience in a financial services organization (preferably a bank , capital markets organization or broker-dealer), regulatory agency, or consulting… more
- TD Bank (New York, NY)
- …expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank /systemically important ... (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory requirements… more
- TD Bank (New York, NY)
- …function (Documentation, Transaction Tax, International Tax, Reclaims, Withholding and Reporting ) including the expansion of TD's Global Equity Derivatives ... be responsible for analyzing new rules, process changes and supporting tax regulatory compliance for the firm. **Key Responsibilities Include** + Manage the firm's… more
- TD Bank (New York, NY)
- …business teams in the use and understanding of the data and reporting solutions + Develops data road map/information management strategies and corresponding ... trends + Skill in using analytical software tools, data analysis methods and reporting techniques + Skill in mentoring/coaching others + Skill in using computer… more
- TD Bank (New York, NY)
- …of global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to applicable rules ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
- TD Bank (New York, NY)
- …experience + JD desirable but not required + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, and ... + Develop Testing and Monitoring metrics, and contribute to department reporting + Support issues management development and tracking of Compliance-identified… more
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