- TD Bank (New York, NY)
- …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... required. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, and… more
- TD Bank (New York, NY)
- …role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Reporting & Governance **Reports to:** Director, Financial Crime Risk Oversight, ... a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance… more
- Citigroup (Queens, NY)
- **Overview:** The Global Regulatory Reporting GSIB Report Owner is a management position within the Controllers Organization that will report to the Head of ... having recurring meetings, as requested, involving the Federal Reserve Bank (FRB), the Office of the Comptroller of the...primary owner and adopter of the multi-year transformation of Regulatory Reporting . The position is expected to… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new programs and ... its strong risk culture and strategic approach to managing regulatory compliance risk. This is a newly created role...Additionally, this role will be responsible for building out Reporting Modules to show the applicability and coverage of… more
- Bank of America (New York, NY)
- …Management, Treasury Policy and Advocacy, Global Risk Analytics (GRA), Centralized Regulatory Reporting (CRR), and Investor Relations. Job expectations include ... Capital Mgmt - Finance Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better… more
- TD Bank (New York, NY)
- …Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities; Internal Audit, regulatory exam, ... their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more
- TD Bank (New York, NY)
- …such as people, processes, premises, technology/cyber, data and third parties. The Risk Manager will be part of the Operational Resilience program team and report ... directly to the Senior Manager , Group Risk. This position is a global role...supporting the execution of Operational Resilience assessments of the Bank 's Essential Business and Shared Services, in collaboration with… more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to ... Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build...proactively prepare for audit exams. The manager is responsible for developing an annual plan to… more
- TD Bank (New York, NY)
- …Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build a more resilient and ... build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In this role,...line controls; + End to end completion of the regulatory compliance risk assessment which includes review and challenge… more
- TD Bank (New York, NY)
- …their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk Oversight oversees the team and...ongoing oversight of an effective KYC Program for TD Bank US Holdings. The KYC Program Team is tasked… more