• Mortgage Loan Delivery Spec

    KeyBank (Amherst, NY)
    …information to the trade desk to provide pooling/settlement information to the Broker / Dealer within specified timeframes. * Understand and maintain up-to-date ... THE JOB (JOB BRIEF): The Loan Delivery Specialist reports to the Post Closing Manager is responsible for the review, audit and timely delivery of all first mortgage… more
    KeyBank (11/04/25)
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  • Regulatory Reporting

    BMO Financial Group (New York, NY)
    Member of the broker / dealer regulatory reporting team who will be responsible for the 15c-3 customer reserve calculation for BMO Chicago Branch, and as needed ... Works closely with business leaders, Finance Partners, and operations to ensure compliance with 15c3-3 governing BMO Chicago Branch treasury activity. + Preparation… more
    BMO Financial Group (11/19/25)
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  • Senior Director, Audit Advisory & Forensics

    Ankura (New York, NY)
    …root cause analysis, pre-issuance and post-issuance reviews of issuer and broker - dealer audit engagements, leading and supporting investigations, and independent ... from case assessment through expert testimony, as well as compliance verification services following resolution of the matter. More...more years of progressively responsible experience having attained the Manager level in an audit firm; . PCOAB or… more
    Ankura (11/08/25)
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