- Raymond James Financial, Inc. (St. Petersburg, FL)
- … compliance partner for the Global Wealth Solutions ("GWS") business line, specifically focusing on packaged products including annuities/insurance, mutual funds, ... business partners, designing, implementing, and overseeing a comprehensive compliance program, and surfacing relevant information to aid in risk-based… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Raymond James business model. + Plays a role in the compliance reporting processes, including exception reporting, and approves corrective actions. + Works with ... to all regulatory requirements. + Monitors and reviews reporting, audits and compliance correspondence. + Partners with business units to recommend policy… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … compliance processes and procedures are integrated and aligned with RJF Central Compliance . + May support other business units within Capital Markets ... management. + Performs, contributes and manages periodic testing of the business unit Compliance program. + May manage external compliance examinations and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …securities or banking industry compliance to administer and manage an assigned compliance function. Works within a specified Business Unit to lead major ... projects, programs, or processes with significant business impact. Influences strategic direction, develops tactical plans, and completes complex assignments with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Oversees compliance exception reporting processes and approves corrective actions. + May coach, train, and mentor others ... Compliance associates. + May assist with the development and...reviews all reporting, audits, and correspondence. + Partner with business units to recommend policy and process changes to… more
- American Express (Sunrise, FL)
- …(GFCSU) and the US Investigations Unit (USIU), within Global Financial Crimes Compliance (GFCC), in partnership provide end-to-end support and oversight of global ... part of the US Department of the Treasury, and/or refers matters to internal compliance partners for review and reporting globally. In addition, the GFCSU and USIU… more
- CDM Smith (Miami, FL)
- …by the construction contractors. **Job Title:** Construction Representative 4 (Contract Compliance Manager ) **Group:** CEI **Employment Type:** Regular **Minimum ... **42263BR** **Requisition ID:** 42263BR ** Business Unit:** TSU **Job Description:** Our Transportation Construction, Engineering and Inspection group assists in all… more
- Cardinal Health (Tallahassee, FL)
- …office. Candidates must be able to work within EST or CST business hours._ **_What Customer Contract Administration contributes to Cardinal Health_** Sales ... organization. This includes sales tools/productivity improvement, customer contract administration, business metrics/analytics, and rewards architecture. Customer Contract Administration is… more
- First Horizon Bank (Miami, FL)
- …for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to: + understand and identify the full range of ... risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design...and technology, + evaluate control design adequacy in complex business processes, + perform control testing, and + document… more
- The Walt Disney Company (Celebration, FL)
- …for supporting the Safety Compliance team of Disney Cruise Line, assisting the Manager of Safety in compliance of the Disney Cruise Line(R) Safety Management ... partnership with other team members. Maintain trustworthy and effective business relationships with your Team and all levels of...technical systems + Ability to build and maintain effective business relationships + Ability to travel and possess a… more