- BMO Financial Group (New York, NY)
- …and maintains Model Risk policies and standards, risk rating methodologies, and controls to align with regulatory expectation and industry practice, and ... governance framework and practices leveraged across BMO and US; ensures compliance with regulatory guidance and expectation for Model Risk Management and serves as a… more
- BMO Financial Group (New York, NY)
- …as ancillary interaction with Currencies, and Commodities LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are ... ensure program remains current and aligned with BMO Compliance Program. Work with business units and internal partners to ensure regulatory , corporate and… more
- JPMorgan Chase (New York, NY)
- …collaborate across functions, and make a meaningful impact on organizational growth. As a Business Manager in the US Private Bank Investments business , you ... mitigating business risks. The role of a business manager is dynamic and can vary...risks on the platform and drive resolution of mitigating controls + Support audit, regulatory and compliance… more
- M&T Bank (Buffalo, NY)
- …on a periodic basis. Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...+ Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance… more
- TD Bank (New York, NY)
- …strong business partnership skills, ensuring the solutions supports both regulatory obligations and business growth.** **VP Technology Solutions will work ... strategy, solution design, and roadmap for trade surveillance platforms supporting regulatory and internal control obligations.** **Ensure surveillance systems… more
- M&T Bank (Getzville, NY)
- …to address issues for the team. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...+ Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance… more
- University of Rochester (Rochester, NY)
- …regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory ... organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the… more
- New York eHealth Collaborative (New York, NY)
- …within a healthcare data exchange environment. This role ensures that security controls , policies, and practices align with regulatory requirements, industry ... implementation, documentation, and evidence gathering. + Supports general security control documentation and evidence gathering for regulatory frameworks and… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** TD Securities **Pay Detail:** $110,000 - $130,000 USD TD is committed to providing ... and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are...as we place a focus on people, processes, and controls . To achieve this, we need great people that… more
- CDM Smith (Albany, NY)
- **42772BR** **Requisition ID:** 42772BR ** Business Unit:** IND **Job Description:** Please Note: We are not working with external agencies for this position. CDM ... looking for a dynamic and experienced Unit President to lead our Industrial Business Unit. This role is crucial for overseeing the unit's operating activities,… more