- JPMorgan Chase (New York, NY)
- …collaborate across functions, and make a meaningful impact on organizational growth. As a Business Manager in the US Private Bank Investments business , you ... mitigating business risks. The role of a business manager is dynamic and can vary...risks on the platform and drive resolution of mitigating controls + Support audit, regulatory and compliance… more
- University of Rochester (Rochester, NY)
- …regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory ... organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the… more
- New York eHealth Collaborative (New York, NY)
- …within a healthcare data exchange environment. This role ensures that security controls , policies, and practices align with regulatory requirements, industry ... implementation, documentation, and evidence gathering. + Supports general security control documentation and evidence gathering for regulatory frameworks and… more
- Historic Hudson Valley (Pocantico Hills, NY)
- …and analysis; periodic budget performance reporting, variance analysis, and forecasting Regulatory controls and grant compliance: Assist independent auditors ... of a $16 million non-profit organization with a diverse business model that generates revenue from ticket sales, an...and communication skills . ✔ Experience with independent audits, regulatory compliance, and internal controls . Work… more
- M&T Bank (Buffalo, NY)
- …management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk ... of three Product Controllers and their support staff for M&T's major business lines: Commercial Bank, Retail Bank and Institutional Services and Wealth Management.… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** TD Securities **Pay Detail:** $110,000 - $130,000 USD TD is committed to providing ... and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are...as we place a focus on people, processes, and controls . To achieve this, we need great people that… more
- CDM Smith (Albany, NY)
- **42772BR** **Requisition ID:** 42772BR ** Business Unit:** IND **Job Description:** Please Note: We are not working with external agencies for this position. CDM ... looking for a dynamic and experienced Unit President to lead our Industrial Business Unit. This role is crucial for overseeing the unit's operating activities,… more
- Raymond James Financial, Inc. (New York, NY)
- …knowledge and experience, this role is responsible for monitoring the possession and control of client assets, preparing and validating regulatory reports, and ... future._** We are seeking a detail-oriented professional with hands-on experience in regulatory reporting, specifically with **CAT** and **CAIS** , to support our… more
- City National Bank (New York, NY)
- …tracking and reporting of compliance program risks that includes an internal control structure, new products, training, regulatory change management, risk ... units to plan a response. * Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. *… more
- CGI Technologies and Solutions, Inc. (Buffalo, NY)
- …and provide excellent customer service * Ability to analyze, interpret, and apply regulatory material and internal controls * Bachelor's Degree (or) 4 years ... open, cashier, image capture, image review, data entry, bookprint, quality control , customer service functions such as searches, re-writes, re-issues, re-mails and… more
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