- Fedcap (New York, NY)
- …compliance and be the primary contact and coordinator for Government and other Regulatory Agency audits; Coordinate and collaborate with the Accounting Manager ... policies and procedures. In this role, you will conduct both internal control and risk assessment-based audits for multiple practice areas and groups, test… more
- BMO Financial Group (New York, NY)
- …line of defense management and employees on compliance matters. + Advises business /group on implications of new regulatory developments or internal products, ... for business /group and assists to identify more effective compliance controls . + Performs and/or effectively challenges monitoring and testing activities to… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** TD Securities **Pay Detail:** $150,000 - $215,000 USD TD is committed to providing ... and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are...as we place a focus on people, processes, and controls . To achieve this, we need great people that… more
- TD Bank (New York, NY)
- …operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory ... controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject… more
- SHI (Albany, NY)
- …risk. The SRA organizes findings, draws conclusions, and discusses them with their manager before escalating to business management. Strong business acumen, ... Register. + Ensure accurate Risk and Control Self-Assessments (RCSA), conduct control reviews for projects, business changes, third parties, and health… more
- TD Bank (New York, NY)
- …skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ... who can provide you more specific details for this role. **Line of Business :** Sales & Customer Distribution Support **Job Description:** The Business Program… more
- City National Bank (New York, NY)
- …fiduciary investments. * Provide credible challenge at committee meetings. * Manage regulatory change management and participate with business areas, in addition ... to other support functions (Finance, Technology). * Monitor legislative/ regulatory /enforcement activity and trends for impacts to business line activities. *… more
- TD Bank (New York, NY)
- …on us. The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in ... issues. The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in… more
- Citigroup (New York, NY)
- …and processes (c) Full compliance to strategic operating model across Services lines of business (d) Build strong risk / controls focus, ensure minimal surprises ... of related remediation. + Collaborate with internal areas including: ICRM Sanctions, Control Functions, FinCrime Functions and In- Business Risk to address… more
- Highmark Health (Albany, NY)
- …developing and managing the related policies, standards, architectures, and controls . Partners with Information Security, IT Infrastructure, Application Development, ... and business units to ensure secure and appropriate access to...Defines service levels and monitors adherence. Sets budgets and controls expenses within the operating unit. Creates a team… more
Recent Jobs
-
Penske - Truck Driver - Local Class B - Penske Logistics
- Penske Truck Leasing (Merrillville, IN)
-
Licensed Physical Therapy Assistant PTA - Ortho - Full Time
- Kaiser (Portland, OR)
-
Corporate Banking Relationship Manager Senior
- City National Bank (Miami, FL)
-
Sr. Service Technician
- Appcast (Euclid, OH)