- Neuberger Berman (New York, NY)
- …reporting to business management, supervision and compliance teams to ensure regulatory requirements are met + Research and respond to regulatory inquiries ... day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees… more
- Tioga Downs Casino Resort (Nichols, NY)
- …displaying the resiliency to deal with difficult guests in all types of business conditions and the ability to work harmoniously with co-workers. + Assume overall ... assigned area, verifying count as provided by Dealer. + Control and direct games in progress by monitoring and...assistance, coaching, and correcting dealers, and notifying the pit manager of any disciplinary action to be issued with… more
- M&T Bank (Buffalo, NY)
- … regulatory reporting. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk ... Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- MUFG (New York, NY)
- …corporate security systems. + Routinely uses significant judgement on moderate to complex business problems. May engage manager on most complex issues or ... requirements of the Bank's physical security systems including electronic access control , biometrics, video management, active shooter, alarm system, as well as… more
- TD Bank (New York, NY)
- …Internal Audit findings to ensure remediation plan is adequate and layered into regulatory responses as necessary + Works with business unit management/partners ... develop and implement proactive strategies, tactics, and programs to effectively manage regulatory and governance issues + Provides the business leadership team… more
- TEKsystems (New York, NY)
- …policies and external regulatory requirements. This position reports to Senior Manager , GCSM Business Operations. Skills Process mapping, risk assessment Top ... Description The Business Operations Team is responsible for helping lead...GCSM into the next phase of operational excellence and control management. This includes proactively identifying operational, financial, and… more
- KeyBank (Buffalo, NY)
- …tools and techniques to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Clearly document ... in risk management and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM)). + Experience with data analysis tools… more
- New York State Civil Service (Jamaica, NY)
- …May participate in the update and review of facility procedures and internal controls for the purpose of maintaining facility accreditation. Perform a variety of ... all maintenance contracts for primary building systems: HVAC and environmental control ; life safety system (fire alarm/sprinkler system); emergency power and… more
- M&T Bank (Buffalo, NY)
- …line the position supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk ... OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by… more
- CIBC (New York, NY)
- …Configuration + Customize and configure Encompass settings, fields, forms, and business rules to align with organizational processes and compliance requirements. + ... Automation & Scripting + Develop and maintain automation scripts to streamline business processes and reduce manual tasks. + Leverage Encompass SDK, business… more