• Director, Compliance - Regulatory

    TD Bank (New York, NY)
    …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing… more
    TD Bank (09/07/25)
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  • Governance & Control Specialist- Retail…

    TD Bank (New York, NY)
    …recruiter who can provide you more specific details for this role. **Line of Business :** Governance & Control **Job Description:** The Governance & Control ... governance and control activities for moderately complex or high-risk business or functional area and implements policies/processes and/or initiatives to meet… more
    TD Bank (11/18/25)
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  • Manager , Business & Technology…

    Capital One (New York, NY)
    …while collaborating with business partners to identify, assess, measure, monitor, control , and report process-level risks. As a Manager , you will lead ... Manager , Business & Technology Process Management...new and emerging areas of risk and the dynamic regulatory environment to apply understanding to assessments + Lead… more
    Capital One (11/04/25)
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  • Latin America Investment Banking Coverage…

    JPMorgan Chase (New York, NY)
    …and propel our franchise to new heights. As a Latin America Investment Banking Coverage Business Manager - Executive Director within our team, you will act as a ... optimizing performance. Your expertise will be crucial in managing business risks and controls , ensuring the seamless...Controllers, P&A, Legal, Tax, Tech, etc. + Involve in control initiatives impacting the business , partnering alongside… more
    JPMorgan Chase (10/05/25)
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  • Compliance and Operational Risk Manager

    Bank of America (New York, NY)
    …in respect of regulatory /market developments and impact analysis on the firm's business and support groups. + Assist with the review of new business ... and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture are in place… more
    Bank of America (10/25/25)
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  • VP, Global Control Room - Initiatives…

    TD Bank (New York, NY)
    …key stakeholders (eg, Communications Global Control Room Leads for all Control Room portfolios and Business partners) to develop clear deliverables, ... milestone, and project plans for regulatory initiatives, new Global Control Room deployments,...team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to… more
    TD Bank (09/20/25)
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  • Operational Risk Fraud Oversight Manager II

    City National Bank (New York, NY)
    …ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or corporate unit(s), including Risk and Control Assessments, ... *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk...oversight, and challenge to 1LOD development and implementation of business processes, procedures, and controls to adhere… more
    City National Bank (10/01/25)
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  • Compliance Governance & Operations Manager

    TD Bank (New York, NY)
    …and enterprise as appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk ... subject matter expertise across the team.** + **Collaborate with business units, risk owners, and control partners...at least 5 years hands on strong Risk and Control background. Compliance and an experienced Project Manager more
    TD Bank (11/19/25)
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  • VP, Control Office Program Management…

    SMBC (New York, NY)
    …+ Procedure Development: Create, update, and maintain detailed procedures for the Business Control Office and for various front office processes and ... gather information and ensure alignment and effective execution of control office programs, organizational goals, and regulatory ...+ Knowledge of First Line of Defense risk and controls . + Functional knowledge of process and control more
    SMBC (11/13/25)
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  • Manager , Audit Plan Management & Run…

    TD Bank (New York, NY)
    …corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... financial controls , segregation of duties, transaction approvals, and physical control of assets). + Participates in cross-functional / enterprise initiatives as… more
    TD Bank (11/15/25)
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