- TD Bank (New York, NY)
- …business issues, generates multifaceted insights and identifies opportunities to address business regulatory requirements and issues + Contributes to the ... **Line of Business :** Compliance **Job Description:** The Senior Compliance Business Oversight Manager provides advice, support and objective guidance to… more
- TD Bank (New York, NY)
- …:** Analytics, Insights, & Artificial Intelligence **Job Description:** **The** ** Business Execution, Strategy and** **Intelligence** **Senior Manager is ... expert, requires broad managerial and deep specialized knowledge at the enterprise, business , regulatory and industry levels + Undertakes and completes a… more
- Citigroup (New York, NY)
- …to internal policies such as CDGP (Citi Data Governance Policy) and external regulatory requirements for data integrity and controls . + **KYC Program Initiative ... bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi...on the Data Governance strategy and/or Data Risk and Control framework for senior leadership and regulatory … more
- TD Bank (New York, NY)
- …key stakeholders (eg, Communications Global Control Room Leads for all Control Room portfolios and Business partners) to develop clear deliverables, ... milestone, and project plans for regulatory initiatives, new Global Control Room deployments,...team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to… more
- JPMorgan Chase (New York, NY)
- …and propel our franchise to new heights. As a Latin America Investment Banking Coverage Business Manager - Executive Director within our team, you will act as a ... optimizing performance. Your expertise will be crucial in managing business risks and controls , ensuring the seamless...Controllers, P&A, Legal, Tax, Tech, etc. + Involve in control initiatives impacting the business , partnering alongside… more
- SMBC (New York, NY)
- …+ Procedure Development: Create, update, and maintain detailed procedures for the Business Control Office and for various front office processes and ... gather information and ensure alignment and effective execution of control office programs, organizational goals, and regulatory ...+ Knowledge of First Line of Defense risk and controls . + Functional knowledge of process and control… more
- TD Bank (New York, NY)
- …+ 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with control functions within the… more
- TD Bank (New York, NY)
- …Responsibilities include:** + Lead and strengthen the development of governance and control activities to help monitor and track regulatory compliance issues ... Develop and enhance oversight processes to monitor the health and effectiveness of control environments across business lines. + Contribute to the development of… more
- TD Bank (New York, NY)
- …business issues, generates multifaceted insights and identifies opportunities to address business regulatory requirements and issues + Contributes to the ... Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the… more
- City National Bank (New York, NY)
- …ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or corporate unit(s), including Risk and Control Assessments, ... *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk...oversight, and challenge to 1LOD development and implementation of business processes, procedures, and controls to adhere… more