- Bank of America (New York, NY)
- …expectations on completeness, accuracy, quality, and timeliness + Defines and executes control practices, including compliance with all regulatory and policy ... industry limits) for the Global Markets and Wealth Management business divisions. They are responsible for the analysis and...and escalated where necessary + Responds to inquiries from regulatory agencies and internal control partners (eg,… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …planning. + Ensuring compliance with all relevant laws, regulations, policies, procedure and controls within relevant business areas supported + Advising on data ... This position with the Regeneron Regulatory and Commercial Law team will provide proactive...of (i) the complex laws and regulations and (ii) business and strategic objectives related to the discovery, development,… more
- Bank of America (New York, NY)
- GFX Sr. Business Financial Control Product Associate (CFO) New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/GFX-Sr- Business -Financial- Control -Product-Associate--CFO-\_25041091-2) **Job Description:** At Bank of America,… more
- SMBC (New York, NY)
- …matters to their manager . + Communicate policies, procedures and new regulatory requirements simply and efficiently to affected business and infrastructure ... First and Second Lines of Defense regarding a broad range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on… more
- Bank of America (New York, NY)
- …internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key responsibilities include to ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York,...obligations are captured. * Design informative MI and key control reporting * Responsible for executing global periodic (eg… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their ... with respect to policy and procedure related deliverables + Participate in regulatory change management and business -related processes to ensure policy and… more
- TD Bank (New York, NY)
- …team is responsible for the planning, execution and delivery of key regulatory initiatives for our US Wholesale business , building foundational capabilities ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** TD Securities **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Line of Business :** Governance & Control **Job Description:** The Governance & Control ... governance and control activities for moderately complex or high-risk business or functional area and implements policies/processes and/or initiatives to meet… more
- Capital One (New York, NY)
- …while collaborating with business partners to identify, assess, measure, monitor, control , and report process-level risks. As a Manager , you will lead ... Manager , Business & Technology Process Management...new and emerging areas of risk and the dynamic regulatory environment to apply understanding to assessments + Lead… more
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