- Bank of America (New York, NY)
- …new business , including reviewing prospectuses and documentation to identify risk objectives and ensure compliance with internal policies + Ability to manage ... Serve as a key liaison between credit teams, operations, and Global Market business partners. Handle complex transactions and provide support to other associates to… more
- Citigroup (New York, NY)
- …and compliance purposes. + Prepare and present Quarterly Portfolio Reviews to business management and Risk . **Qualifications:** + Credit experience (preferably ... + Play an integral role in the credit approval process for deal post-closing amendment, consent and waiver requests....financial services industry. + Ability to apply credit and risk principles toward business goals. + Demonstrated… more
- TD Bank (New York, NY)
- …fraud and other matters. The Counsel will supervise external counsel, manage budgets and risk reporting and advise lines of business on best practices to help ... and skill; knowing relevant substantive law, identifying legal issues; knowing the business and its products, operations, strategy, risk appetite and regulatory… more
- Synchrony (New York, NY)
- …in process reviews. + Effectively review and challenge controls documented within Process Risk Control reports. + Ability to analyze control environments and ... L3 Processes and documentation. The position will specifically work in coordination with process owners as they conduct their risk controls self-assessment and… more
- Janus Henderson Investors (New York, NY)
- …including CLO ETFs and their redeem / create cashflows + Assist with CLO manager due diligence, write-ups, surveillance, monitoring and risk assessment + Assist ... in the surveillance of the current CLO portfolio including risk assessments, CLO manager performance, opportunity for...down the capital stack + Ability to build a business around a high yielding, high risk -adjusted… more
- Wells Fargo (New York, NY)
- …monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite ... research across the M&A product suit + Receive direction from a manager and exercise independent judgment while developing an understanding of compliance and… more
- TD Bank (New York, NY)
- …& colleague experience continues to guide us as we deliver enhanced technology, process and capabilities to support our business & stakeholders. Strategic ... to meet program requirements and project objectives. Major stakeholders include: + Trading Business Management (TBM), Market Risk and Model Development (PnL, … more
- Bank of America (New York, NY)
- …and Modeling + Profitability Analysis + Research Analysis + Attention to Detail + Business Acumen + Credit and Risk Assessment + Underwriting + Written ... compliance, and collateral appraisals to ensure compliance with the bank's risk appetite. Job expectations include completing regular monitoring and underwriting… more
- Bank of America (New York, NY)
- …team, determining uncertainty reporting and metrics, monitoring pricing and liquidity risk , and escalating issues. Job expectations include partnering with model ... improved controls over proxy data, overrides, calibration error, model risk , and untested parameters/risks while improving valuation uncertainty metrics, market… more
- TD Bank (New York, NY)
- … risk & compliance culture within Compliance and across the firm. With the business and other Risk partners, promote a strong governance & control environment ... stakeholders. + **Quality Assurances** : Enhance the existing QA process across the GCR in order to identify themes...advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk .… more