• VP, Compliance - Regulatory Initiatives - Policies…

    TD Bank (New York, NY)
    …platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules ... products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting market abuse and manipulation.… more
    TD Bank (09/07/25)
    - Related Jobs
  • Director, Compliance - Regulatory Initiatives, TD…

    TD Bank (New York, NY)
    …platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules ... products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting market abuse and manipulation.… more
    TD Bank (09/07/25)
    - Related Jobs
  • VP - Compliance Monitoring Program, TD Securities

    TD Bank (New York, NY)
    …platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules ... products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting market abuse and manipulation.… more
    TD Bank (09/07/25)
    - Related Jobs
  • Senior Treasury Finance Analyst

    TD Bank (New York, NY)
    …high-risk activities as necessary + Conducts internal and external research projects; supports the development/delivery of presentations/ communications to ... of financial analysis, financial model-building and interpretive statistics + Strong communications skills, both written and verbal + Strong interpersonal and… more
    TD Bank (09/05/25)
    - Related Jobs
  • Compliance Trainer

    Phoenix House (Long Island City, NY)
    …may be assigned. + Under the direction of the Clinical Training Manager , assess the training and development needs of clinical services employees through ... Bachelor's degree in human services, Public Administration, Social Work, Communications , Psychology, Sociology, Liberal Arts and/or another related field **REQUIRED… more
    Phoenix House (09/05/25)
    - Related Jobs
  • Investor Relations Associate

    Harbor Group Management (New York, NY)
    …International (HGI) is a leading global private equity real estate investment manager , with $20 billion in assets under management. Our fully integrated platform ... teams to deliver timely and accurate responses. + Prepare investor communications including annual and quarterly reports, capital call notices, distribution notices,… more
    Harbor Group Management (09/03/25)
    - Related Jobs
  • Private Markets Fundraising/Marketing Analyst

    Neuberger Berman (New York, NY)
    …full lifecycle of the Secondary funds from formation to fundraising to managing communications with investors. The team is seeking an Analyst dedicated to the ... + Update fund marketing materials and other ongoing prospect communications + Provide sales with tools that they need,...during fundraising processes + Perform quantitative analyses, benchmarking, and research + Serve as a resource for the broader… more
    Neuberger Berman (09/03/25)
    - Related Jobs
  • Director, Compliance Regulatory Initiatives…

    TD Bank (New York, NY)
    …platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules ... products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting market abuse and manipulation.… more
    TD Bank (08/30/25)
    - Related Jobs
  • Sr Director, Business Operations

    Dow Jones (New York, NY)
    …a wide range of internal groups, including marketing, sales, events, product, and communications , as well as external partners. You will also serve as the primary ... members + Manage current and future direct reports, including WSJLI's Business Manager . + Collaborate closely with department heads (eg, Sales, Marketing, Events,… more
    Dow Jones (08/25/25)
    - Related Jobs
  • Trade Surveillance Associate (Compliance)

    TD Bank (New York, NY)
    …Foreign Exchange and Commodities, Equities Options and Futures and/or Communications KEY ACCOUNTABILITIES SHAREHOLDER * Consistently exercise discretion in managing ... of Compliance function initiatives and programs * Prepare summaries, communications , reports and presentations for management, regulators, and other internal… more
    TD Bank (08/08/25)
    - Related Jobs