- JPMorgan Chase (New York, NY)
- …the Global Intelligence team, you will report to the Fusion Center Operations Manager , and responsible for the set-up and execution of the Fusion Center's client ... Center + Manage review process for programmatic and operational governance + Formalize and track GS and CTC joint...of procedures. + Demonstrated experience liaising with Legal and Compliance functions, or their equivalent. + Ability to manage… more
- Wells Fargo (New York, NY)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Mount Sinai Health System (New York, NY)
- …and family members who have concerns, and escalates to the Clinical Nurse Manager /Associate Director of Nursing or designee and Patient Relations as needed. 5. ... using the principles of high reliability. 5. Reviews unit progress, changes, and compliance with quality and safety metrics with clinical nurses and other members of… more
- Synchrony (New York, NY)
- …maximize net loss reduction within budget and to ensure regulatory and compliance excellence. Collaborating closely with Recovery Operations, Legal, Compliance , ... stakeholders. + Drive cross-functional partnerships with Recovery Operations, Legal, Compliance , Fair Lending, Business Intelligence / Reporting, Model Development,… more
- TD Bank (New York, NY)
- …section 265, section 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with respect to new ... tax positions for audit preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring and assessing the impact of new and… more
- Wells Fargo (New York, NY)
- …drive origination activity across BSL CLOs + Act as a primary relationship manager for key accounts **Required Qualifications:** + 7+ years of experience in CLOs ... completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and… more
- Wells Fargo (New York, NY)
- …calls, drafting internal credit memos, inputting financial data and tracking covenant compliance , and inputting credit limits in firm systems. + Contribute to ... challenges that require evaluation of multiple factors and collaboration with manager , peers, and various partner groups to meet deliverables. **Required… more
- TD Bank (New York, NY)
- …in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners ( Compliance , Legal), and AMCB Consumer Bank teams to ensure that all regulatory, ... compliance , audit, and self-ID findings are remediated and customer...strategies, tactics, and programs to effectively manage regulatory and governance issues + Provides the business leadership team with… more
- Wells Fargo (New York, NY)
- …problems + Meet deliverables while adhering to policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues, and project ... Extensive experience with Sales and Trading partners as a front office quant manager + Master's or higher degree or equivalent in computer science, computational… more
- Citigroup (New York, NY)
- …critical impact or influence on the company. This role is not a manager . **Responsibilities:** + Ensure compliance with employment laws and regulations; Provide ... counsel to managers regarding compliance with employment laws + Serve as a partner...senior forums covering strategy, risk management, Employment & HR governance , franchise reputation and/or highly complex or high-risk issues… more