- Bank of America (Charlotte, NC)
- …learn, grow, and make an impact. Join us! The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of ... facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports (SAR) in a timely and… more
- Wells Fargo (Lumberton, NC)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Principal Relationship/Portfolio Manager (Principal Credit Product Portfolio Specialist) within its Accounts Receivable ... scenarios, balancing client needs with adherence to bank policies, procedures, and compliance requirements. + Collaborate with peers, managers, and risk partners to… more
- American Express (Whitsett, NC)
- …Context: Member of Data Center Infrastructure (DCI) organization, reporting to a Manager or Director. Works closely with DCI teams, Customers and Partners to ... organization's technology environments, ensuring all critical areas are evaluated for non- compliance . + Supports the identification and evaluation of controls and… more
- Wells Fargo (Charlotte, NC)
- …(eg, SalesForce, Documentum, etc.) updates. + Assist the Deal Execution Team manager with the documentation process needed for evaluating and implementing process ... completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and… more
- System One (Cary, NC)
- …options may be offered after the first 90 days of employment based upon manager discretion, job performance and work assignments. The Identity Architect is a pivotal ... IAM platforms, making necessary adjustments to enhance efficiency. Control and Compliance Establish and enforce identity management controls to secure sensitive… more
- Eaton Corporation (Raleigh, NC)
- …and KPIs for the products. * Accountable for product support, stability, and governance : including data, policy, cybersecurity, and usage. * Act as a functional ... support the product strategy. Manage vendor strategy and relationship. * Ensure compliance with tax regulations and financial reporting standards. * Collaborate with… more
- Wells Fargo (Charlotte, NC)
- …and products, as well as partners across the organization Support the Branch manager in operational tasks and scheduling Resolve issues related to daily operations ... human resources, or military recruiting Knowledge and understanding of retail compliance controls, risk management, and loss prevention Motivate others to achieve… more
- TD Bank (Charlotte, NC)
- …in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners ( Compliance , Legal), and AMCB Consumer Bank teams to ensure that all regulatory, ... compliance , audit, and self-ID findings are remediated and customer...strategies, tactics, and programs to effectively manage regulatory and governance issues + Provides the business leadership team with… more
- Wells Fargo (Charlotte, NC)
- …related to tasks and deliverables + Receive directions from a manager , associates, and relationship managers and exercise independent judgment while developing ... experience in manipulating data using PowerBI, SAS, SQL, and/or Python, compliance , operational risk, and/or experience in the financial services industry _Wells… more