- Coinbase (Richmond, VA)
- …FINRA exams/inquiries. * Knowledge of 15c3-5 Market Access, Best Execution and CAT reporting . * Experience setting up broker-dealer compliance programs, or at ... and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective … more
- Raymond James Financial, Inc. (Richmond, VA)
- … Analyst_ ) plays a key role in supporting the firm's compliance with non-financial regulatory reporting requirements. Leveraging advanced knowledge and ... We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support our compliance… more
- Hilton (Mclean, VA)
- …related to financial performance, accounting, tax, forecasting, risk management and asset management \. As a Senior Analyst, SEC Reporting on the SEC ... Reporting team reporting to the Manager , SEC reporting , you will focus on...in quarterly reviewed and annually audited financial statements, ensuring compliance under U\.S\. GAAP and the SEC reporting… more
- Capital One (Mclean, VA)
- Senior Associate, Process Manager Data Management and Governance Engagement Team| Retail Bank The Retail Managing Data Steward Team at Capital One offers a ... to provide education and guidance toward Enterprise data policy compliance . We use data analytics to inform our priorities,...Our group is driving a culture change where data management is top of mind for our associates, and… more
- Fannie Mae (Reston, VA)
- …stress testing. In this role, you will help manage and perform analytics and reporting functions supporting model governance and risk management . *THE IMPACT YOU ... WILL MAKE* The * Model Risk Reporting Data Analyst ** Lead *role will offer you...processes, and changes in the financial services industry, regulatory compliance , or other external environmental factors. * Work closely… more
- Capital One (Richmond, VA)
- Manager , Process Management , Workforce Management - Hybrid As the Manager of the Workforce Experience Team, you will lead a group of data and ... reporting professionals. This team is responsible for delivering critical...be regularly worked. McLean, VA: $126,700 - $144,600 for Manager , Process Management Richmond, VA: $115,200 -… more
- Capital One (Mclean, VA)
- Senior Audit Manager , Enterprise Risk Management (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... Manager interested in becoming part of our Risk Management Audit team. As a member of the Audit...one or a combination of the following areas: risk management , consumer compliance , banking or financial services.… more
- Capital One (Richmond, VA)
- Manager , Process Management - Customer Resiliency,...Masters Degree or MBA + 6+ years of Risk Management , Compliance or Risk Controls experience + ... Manager ** to support our Customer Resiliency, Recoveries Process Management team. This critical role will be instrumental in...3+ years of experience with data management , reporting and analytics + 2+ years… more
- Capital One (Mclean, VA)
- Manager , Product Management - CreditWise ** Manager , Product Management - CreditWise** At Capital One we're changing banking for good, and at CreditWise ... work closely with: + your business analysts, engineers, and Legal/Risk/ Compliance + our design and research partners + our...be regularly worked. McLean, VA: $158,400 - $180,800 for Manager , Product Management New York, NY: $172,800… more
- Capital One (Richmond, VA)
- Manager , Process Management - US Card...experience **Preferred Qualifications:** + 2+ years of experience in Compliance or Risk Management + 2+ years ... Customer Resiliency team. As a Manager , Process Manager on the Collections Process Management team,...or Tableau + 2+ years of experience with data management , reporting and analytics + 1+ years… more