- UMB Bank (Albany, NY)
- …quality control reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate works closely ... with the Compliance and Oversight Program Manager and reports...+ Ensuring each review includes, at a minimum: an assessment of branch documentation, certification of cash on hand… more
- Citigroup (Getzville, NY)
- … Assessment (MCA) as required by the MCA Standard including the assessment and appropriate approval of risk associated with Finance Regulatory Engagement; ... management apprised of ongoing regulatory interactions across Finance. As a strong manager adept at working in cross-functional teams, you will prepare written… more
- M&T Bank (Williamsville, NY)
- …and external regulations are followed to minimize risks to the Bank from non- compliance . + Exercise usual authority of a manager concerning staffing, performance ... to staff. + Communicate and enforce operational and procedural changes to ensure compliance with Bank and division policy, investor regulations and very complex laws… more
- Bank of America (New York, NY)
- …bank + Chartered Financial Analyst (CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant ... of internal audit or front office business control or compliance or risk management experience covering the...Banking Business within an organization (GCIB) + Experience with risk and control identification and assessment +… more
- PNC (New York, NY)
- …in this position. **Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment , Internal Controls, Process Control, Risk Assessments, Risk ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to...Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics… more
- SMBC (New York, NY)
- …incoming requests. Additionally, this role will also provide appropriate credit risk analysis for ongoing portfolio management related items. Remote applicants ... comply with SMFL Credit Policy, CRVD standards and other SMBC credit and compliance regulatory expectations. + Ensure that all Underwriting Policy and RAC exceptions… more
- Rochester Regional Health (Rochester, NY)
- …the patient and family. RESPONSIBILITIES Provides high-quality, patient-centered, clinical care: Assessment : *Performs initial and ongoing assessment of the ... patient, utilizing appropriate data (ie physical, psychological, educational and risk -screen data appropriate for the chronological / developmental age of the… more
- Citigroup (New York, NY)
- …Program Management, Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment , Risk Remediation. **Other Relevant ... reports to regulators and internal reporting to senior management. As a strong project manager adept at working in cross-functional teams, you will coach and lead a… more
- Zurich NA (New York, NY)
- …within the growing Large Property division + Using a disciplined approach to exposure evaluation, risk assessment and pricing + Using risk insights, data and ... on a hybrid basis. You will partner with your manager to set a flexible work schedule that supports...focus on improving the customer experience by understanding their risk and offering the best end to end solution… more
- City of New York (New York, NY)
- …of Neighborhood Preservation and the Division of Special Enforcement to ensure compliance with legal and regulatory obligations. The Office of Enforcement of ... (DMT), Division of Neighborhood Preservation (DNP), Administration & Internal Compliance (AIC), Housing Litigation Division (HLD), Division of Code Enforcement… more