- TD Bank (New York, NY)
- …Additionally, this role supports management in delivery of initiatives related to risk assessment , internal/external exam support, etc. **Depth & Scope:** + ... with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support...analysis, updates tools and/or supports training activities specific to risk assessment + Contributes to the development… more
- American Express (New York, NY)
- …it owns, which include the Customer Risk Rating (CRR), Money Laundering Risk Assessment , GFCC metrics and reporting, process risk self-assessments, and ... AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC ...As GFCC embarks on a journey to uplift its risk assessment program and enhance platform capabilities,… more
- Bank of America (New York, NY)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, capital ... stakeholders (regulators) as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance...a plus **Skills:** + Analytical Thinking + Credit and Risk Assessment + Critical Thinking + Portfolio… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the Global...awareness programs + Provides oversight on enterprise wide annual risk assessment process as required + Protects… more
- American Express (New York, NY)
- …monitoring the overall effectiveness of the business compliance program via Compliance Risk Assessment , Issue Management Framework, Complaint monitoring, ... when necessary. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management (RCM), and contribute… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- BronxCare Health System (Bronx, NY)
- …Contribution and participation includes data collection, analysis, implementation of and compliance with risk management and claims activities, support of ... BronxCare Health System (a) Safety and Security Policies, (b) Risk Management: Incident and Occurrence Reporting, (c) Infection Control...and (d) Patient and Customer Service. - Conducts family assessment to determine the needs of the Family and… more
- American Express (New York, NY)
- …+ Knowledge of Compliance risk management processes including compliance risk assessment , testing and monitoring, training, reporting, complaints ... (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data… more
- KeyBank (Amherst, NY)
- …Tiedeman Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance ... of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of...to risk -based monitoring and evaluation activities, including risk assessment , monitoring and testing, analysis of… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a...develop annual awareness training + Conducts enterprise wide annual risk assessment for all TD businesses +… more