- SMBC (New York, NY)
- …maintain coordination with related compliance disciplines - eg, regulatory change, risk assessment , management of controls library. + Provide ongoing quality ... Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department Policies Team. In… more
- YAI (Manhattan, NY)
- …+ Supports regional leadership with identifying compliance risks, completing an annual risk assessment , and developing an annual compliance plan for the ... & Responsibilities + Completes formal internal reviews and specialized risk assessments for YAI programs at least annually and...related to reportable incidents and occurrences as well as compliance and HIPAA concerns. + Monitors incidents in IRMA… more
- City of New York (New York, NY)
- …their on-scene obligations for a reported incident - Ensuring access to inmate risk assessment information is limited to only essential facility personnel in ... than 9,500 diverse professionals and knowledgeable experts. DOC seeks to recruit PREA Compliance Managers who will be responsible for the following: - Supporting the… more
- JPMorgan Chase (Brooklyn, NY)
- …and Corporate Functions with scalable and integrated solutions that strengthen firmwide risk assessment processes and controls by aligning adjacent operating ... **Preferred qualifications, capabilities, and skills** + A background in controls, compliance , operational risk management, strategy consulting, or corporate… more
- Boar's Head Brand/Frank Brunckhorst Co., LLC (Brooklyn, NY)
- …Head Brand. Complete special projects as assigned by the Sr. QA Manager . Job Description:Essential Functions + Organize and Audit co-manufacturers QA related ... documents to ensure compliance to Boar's Head expectations (ie annual GFSI audit...Manufacturing, and Food Distribution outlets, etc). + Conducts ongoing risk assessments, develops corrective actions and monitors implementation, efficacy,… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- …regulatory compliance risk management frameworks and programs, including Compliance Risk Assessment , Compliance Issue Management, regulatory ... a mission to build a more resilient and scalable compliance risk management function. As part of...Management Lead is responsible for:** + Facilitating the identification, assessment , control, and monitoring of escalated US Compliance… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... may vary depending on availability and individual circumstances._ **Job Summary:** The Compliance Governance & Operations Manager leads the development and… more
- MongoDB (New York, NY)
- …build next-generation, AI-powered applications. The MongoDB security team is looking for a Program Manager - Governance, Risk , and Compliance . This role will ... order to support our customer's needs. The Senior Program Manager - Governance, Risk , and Compliance...by scheduling meetings, drafting relevant communications, and reporting on assessment results + Join compliance initiatives to… more
- Coinbase (Albany, NY)
- …to enhance effectiveness and efficiency across all audit activities. * *Strategic Risk Assessment Integration:* Lead and direct the annual and semiannual ... to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The...SOX risk assessment process, in close coordination with… more