- Grant Thornton (Charlotte, NC)
- …assist in addressing risk in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all with the resources, environment, and ... confidently. Your day-to-day may include: + Review processes and internal controls across multiple risk domains to provide clients with an assessment of risk… more
- Grant Thornton (Charlotte, NC)
- As a Process Risk Manager , you will have the opportunity to grow and contribute to our clients' success by helping them identify and understand their business ... role in both proactively addressing and responding to these risks within our Risk Advisory Practice, supported by the resources and environment necessary for your… more
- TD Bank (Charlotte, NC)
- …are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for ... routines. **Key Responsibilities:** + **Lead portions of the enterprise compliance risk assessment , including ...outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the… more
- TD Bank (Charlotte, NC)
- … + Serve as the lead liaison with first-line business risk owners and compliance oversight functions + Support the assessment of first-line risk owners' ... a mission to build a more resilient and scalable compliance risk management function. As part of...Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O)… more
- TD Bank (Charlotte, NC)
- …work in a fast-paced environment. Demonstrated experience in risk management, risk compliance self- assessment , program effectiveness assessment , and ... of compliance standards, must have a deep understanding of Risk Control Self- Assessment , Control Effectiveness Assessment , Program Effectiveness… more
- TD Bank (Charlotte, NC)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (Charlotte, NC)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (Charlotte, NC)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (Charlotte, NC)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... risk management program.** The **Corporate Office Compliance Business Oversight Manager ** is responsible for...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (Charlotte, NC)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more