- TD Bank (Charlotte, NC)
- …partner closely with other senior managers who lead functional verticals (eg, compliance training, issues management, risk assessment , third-party oversight) ... in the general description below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops...of compliance program pillars (training, issues management, risk assessment , third-party risk , etc.)**… more
- Regions Bank (Charlotte, NC)
- …regularly update detailed procedure documents to support all risk assessment processes, ensuring clarity, consistency, and compliance with regulatory ... a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the Global...awareness programs + Provides oversight on enterprise wide annual risk assessment process as required + Protects… more
- Bank of America (Charlotte, NC)
- …motivate, convey the "why" and connects contributions to business results. + Risk Manager : Leads and encourages the identification, escalation and resolution ... governance subject matter expertise to support a culture of risk identification, escalation and timely mitigation of compliance...the Line of Business or Enterprise Control Function's Operational Risk Profile + Oversees the assessment of… more
- TD Bank (Charlotte, NC)
- … risk escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development and monitoring of Key ... by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US Enterprise… more
- Wells Fargo (Charlotte, NC)
- …, partners with compliance partners, and monitors activities related to Risk & Control Self- Assessment (RCSA). **Program Placement Track: Credit Risk ... management program and provides oversight, including challenges to and independent assessment of the frontline's execution of its risk management… more
- Bank of America (Charlotte, NC)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, capital ... stakeholders (regulators) as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance...a plus **Skills:** + Analytical Thinking + Credit and Risk Assessment + Critical Thinking + Portfolio… more
- Synchrony (Charlotte, NC)
- …training and culture events._** **Essential Responsibilities:** + Lead efforts on maturing Tech&Ops 1LOD Risk Assessment approach + Lead and execute risk ... assessment to identify, evaluate and prioritize risk treatment + Monitor business strategy and industry trends...degree and minimum 10 years of either IT, IT Risk , Operational Risk , Audit or Compliance… more
- Truist (Raleigh, NC)
- …11. Execute, facilitate and monitor risk governance, including but not limited to, Compliance Risk and Control Self- Assessment (C-RCSA), Risk and ... requirements (eg, RCSA, KRIs, etc.) within the Business Unit's Risk Manager . Provide strategic insight, risk...BU, and ensure appropriate remediation. 13. In conjunction with Compliance Risk Management and Legal, monitor BU… more
- Actalent (Matthews, NC)
- …Testing Lab, low voltage system, electromagnetic complience, RoHS, REACH, risk assessment , gap analysis, EMC Standards, fcc, regulatory, compliance , UL, MET, ... Testing Lab, low voltage system, electromagnetic complience, RoHS, REACH, risk assessment , gap analysis, EMC Standards, fcc, regulatory, compliance , UL, MET,… more