- BMO Financial Group (Dallas, TX)
- …+ Data analysis tools + Regulatory Compliance + Portfolio Management + Credit Risk Assessment + Banking Operations + Microsoft Office The annual base salary ... portfolio. + Supports credit-granting decisions by making recommendations to manager + Supports the negotiation of loan terms and...of loans that align with client requirements and ensure compliance with the banks risk appetite and… more
- Charles Schwab (Westlake, TX)
- …validation testing of the audit issue action plans completed by the business. + Risk Assessment : Under the supervision of IAD Management, participate in the ... and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior...annual Risk Assessment process, including scheduling and participation… more
- MD Anderson Cancer Center (Houston, TX)
- …the results into the institution's critical asset identification and risk assessment processes. * Coordinates with Institutional Compliance and others as ... reporting on research security threats, trends, and methods. * Employs a research security risk assessment capability for the institution and incorporates… more
- UMB Bank (Austin, TX)
- …quality control reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate works closely ... with the Compliance and Oversight Program Manager and reports...+ Ensuring each review includes, at a minimum: an assessment of branch documentation, certification of cash on hand… more
- Bank of America (Dallas, TX)
- …+ Issue Management + Reporting + Written Communications **_Preferred Technical Skills:_** + Risk Identification & Assessment + Line of Business (LoB) Products, ... financial institution or government position + 1+ years of AML/ Compliance experience and or knowledge of AML typologies/ risk...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Cushman & Wakefield (Dallas, TX)
- … with C&W's values, standards and guidelines for business conduct * Ensure regulatory compliance and effective management of risk and liability for both C&W and ... management and environmental health & safety. Responsibilities also include MSA compliance , adherence to business plan, budgetary control, capital planning and… more
- HSBC (Houston, TX)
- …and reputation in the market + Combine client relationship management and strong risk assessment ensuring the required credit quality and requisite returns on ... actions are taken to minimize the likelihood of such risk occurring + Ensure compliance with internal...contingency period to obtain licensing can be provided at manager 's discretion In compliance with applicable laws,… more
- PNC (Dallas, TX)
- …in this position. **Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment , Internal Controls, Process Control, Risk Assessments, Risk ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to...Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics… more
- Charles Schwab (Westlake, TX)
- …validation testing of the audit issue action plans completed by the business. + ** Risk Assessment :** Under the supervision of IAD Management, participate in the ... identify risks or issues early. Reporting to a Senior Manager of the Technology enterprise team, the Senior IT...annual Risk Assessment process, including scheduling and participation… more
- PNC (Dallas, TX)
- …Decision Making and Critical Thinking, Effective Communications, Negotiating, Process Management, Risk Assessment **Work Experience** Roles at this level ... date meeting PNC guidelines. + After conferring with the manager or senior analyst, correspond, either verbally or in...insurance decisions. Act as first line of defense, supports risk management, compliance , and audit needs as… more