- TD Bank (New York, NY)
- …+ Knowledge of current and emerging competitor and market trends + Knowledge of risk management environment, standards and regulations + Ability to manage a ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment… more
 
- Deloitte (New York, NY)
- …workshops + Processing experience in designing, configuring, and implementing Oracle Risk Management Cloud (Advanced Access Controls (AAC), Advanced Financial ... and implementation of application security, automated controls and governance, risk and compliance (GRC). The team Our...and security maintenance process preferred + Expertise with Oracle Risk Management Cloud - Advanced Access Controls… more
 
- Citigroup (New York, NY)
- …the quality and value of data to meet regulatory commitments and enhance risk management . Experience leveraging glossary, lineage, and data quality tools to ... The Issuer Services Data Manager role is a senior level role managing... Reporting, Policy and Procedure, Program Management , Risk Controls and Monitors, Risk Management… more
 
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management 's Global Private Investments ... **About Us** **Wellington Management ** offers comprehensive investment management capabilities...Private Investments Compliance team within the Legal, Compliance & Risk Group, working closely with… more
 
- Guardian Life (Albany, NY)
- …and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 ... in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk...branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and… more
 
- TD Bank (New York, NY)
- …evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk based management and control, supported by effective processes in ... for a senior executive audience including the segment CFO, Group Head and Management Committee. The team is also responsible for several materials provided to the… more
 
- Citigroup (New York, NY)
- …must include: Second Line of Defense (2LOD) within Technology Operational Risk Management . Applicants submit resumes at https://jobs.citi.com/. Please reference ... and architecture is fit for purpose. Collaborate with Data, Risk and Controls, Finance, Compliance and HR...technology architecture. Provide expert guidance and support to senior management on technology risk related matters, including… more
 
- Conifer Realty LLC (Rochester, NY)
- …Management to optimize performance and control costs. + Safety & Risk Management : Promote a strong safety culture, ensure compliance with PPE and safe ... claims reporting, property loss prevention and refer teams to Risk Management when necessary. + Inspections & Compliance : Partner with compliance… more
 
- LEGOLAND (Goshen, NY)
- …endless! **About the Role** Under the direction and supervision of the Training and Compliance Manager , the Training and Compliance Coordinator assists the ... to, the following: + Provide a strategic approach to compliance management in respect of ride safety...ensure reporting of any new risks to the appropriate manager . + Compliance of safe working procedures… more
 
- Cardinal Health (Albany, NY)
- …budget for stability testing activities, ensuring cost-effective utilization of resources. + ** Risk Management :** Conduct risk assessments related to ... and other relevant regulatory requirements related to stability testing and cGMP compliance . + Proficiency with Laboratory Information Management Systems (LIMS),… more
 
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