- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... tools. You will also help advise senior leaders in Risk, Business, and Regulatory Compliance functions on the operation of their businesses in a manner consistent to… more
- JPMorgan Chase (New York, NY)
- …Group will require interface with key partner constituencies, in particular risk, compliance , legal, and other internal control functions, as you research, develop, ... the DR book * Work closely with legal and compliance resources to analyze and review new regulations and...and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction… more
- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Commitments Team (RCT) within the Compliance & Operational Risk Team as part of the Commercial & Investment Bank (CIB) Central Controls Office. ... + Build and maintain collaborative relationships with NAMR & LATAM Compliance , Control Management, and Business stakeholders. + Provide written and verbal… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... CCR function and build a comprehensive CCR framework in compliance with SR 11-10 and BCBS CCR guidelines. The...CCR team in CCAR activities - ensure IHC CCAR compliance by conducting comprehensive gap analysis against SR 15-18,… more
- Highmark Health (Albany, NY)
- …achieved. + Ensure all activities are documented and conducted in compliance with applicable business process requirements, regulatory requirements and accreditation ... requests, please contact HR Services Online at ###@highmarkhealth.org California Consumer Privacy Act Employees, Contractors, and Applicants Notice Req ID:… more
- JPMorgan Chase (New York, NY)
- …stakeholders across the company-including Cybersecurity, Technology, Risk Management & Compliance , Legal, Human Resources, and Regulatory Affairs-as well as external ... knowledge of governance and risk management frameworks. + Knowledge of compliance , conduct, and operational risk management frameworks and processes, with the… more
- CVS Health (Albany, NY)
- At CVS Health, we're building a world of health around every consumer and surrounding ourselves with dedicated colleagues who are passionate about transforming ... high-quality client experience within the department while maintaining regulatory compliance . This role directly manages 10-12 colleagues and provides leadership… more
- JPMorgan Chase (New York, NY)
- …Fund Accounting & Administration, Hedge Funds Services, Investment Analytics, Compliance , ETF Services, IMOS, Private Equity Fund Services, Securities Lending, ... implementation reviews to assess client satisfaction and improve practices + Ensure compliance with all controls and procedures + Manage communication with internal… more
- JPMorgan Chase (New York, NY)
- …and engineering capacity. + Partner with Analysts, Technology, Vendors, and Compliance to deliver solutions in an increasingly dynamic industry. + Translate ... and senior management. + Partner with cross-functional teams, including Compliance , Operations, Technology, Business Management, Data Science, and DXD/UX. +… more