- TD Bank (New York, NY)
- …+ Provides on-the-job training for team members. + Provides recommendations to management regarding the control environment. + Other responsibilities as ... in alignment with applicable policies and regulatory guidelines for TD Bank's Governance , Risk & Oversight Functions. The US Consumer Compliance team is primarily… more
- CBRE (Albany, NY)
- …and newly developed key performance indicators. This position will report to the Global Governance and Assurance Sr. Manager and a part of the Global HSE ... + Proficient on assurance requirements inclusive of written protocols, conformance, and control measures. + Familiarity with global HSE Management Systems and… more
- TD Bank (New York, NY)
- …and applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk, Legal, Compliance, AML ... front-office decision-making. You'll work with Equities Sales, Trading, Research, senior management , and TDS Technology to develop data infrastructure and analytics… more
- Coinbase (Albany, NY)
- …has audit experience within one of the following areas: Information Security, IT governance , risk management or application security. *What you'll be doing (ie. ... the US (Remote) and will be reporting to an Internal Audit IT Senior Manager . The individual will be responsible for executing all aspects of audits, providing… more
- TD Bank (New York, NY)
- …understanding of best practices from regulatory supervisors. + Escalate timely to senior management of errors, gaps, data quality issues, control breaks, KRI ... key role in the USA providing support in financial, management , liquidity, and regulatory reporting. In addition, by its...reporting. In addition, by its nature as a primary control and support group in the region, TDS Finance… more
- Bank of America (New York, NY)
- …model governance , development, validation, on-going monitoring, and model change management . Job expectations may include the ability to influence management ... model governance , development, validation, on-going monitoring, and model change management . + Performs review of model development analysis and on-going model… more
- M&T Bank (New York, NY)
- …to strengthen risk control structure. + Accurately complete Risk Control Self Assessments (RCSAs) and other risk management reporting, recommending ... BALTIMORE, and NYC._** **Overview:** Implement defined first line of defense risk management initiatives within the business unit in support of the Enterprise Risk… more
- Wellington (New York, NY)
- **About Us** **Wellington Management ** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... the Role** The Senior Compliance Analyst will support Wellington Management 's Global Private Investments Compliance program, focusing on information controls.… more
- TD Bank (New York, NY)
- …key role within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance , control and risk management behaviors aligned with TD ... inquiries/requests from Internal Audit and regulators + Maintains a culture of risk management and control , supported by effective processes in alignment with… more
- TD Bank (New York, NY)
- …Federal Reserve) as well as banking products and services. Additionally, a risk management / internal control mindset to apply and assess risk identification ... and Experience below as you consider this opportunity.** **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a… more