- Raymond James Financial, Inc. (St. Petersburg, FL)
- …analyzes the fair lending risk within various business units. * Performs periodic compliance monitoring and prepares reports summarizing the Bank's fair lending ... regulatory, organizational, and regulatory requirements. * Identifying and applying appropriate compliance monitoring procedures and tests. * Responding to… more
- TD Bank (Fort Lauderdale, FL)
- …team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Manager - Compliance Programs Governance is responsible for leading the ... and Experience below as you consider this opportunity.** **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a… more
- Citigroup (Tampa, FL)
- …Enterprise-Wide Risk Management programs, Internal Controls , and Citi's Risk & Control Self-Assessment program. The Audit Manager is responsible for leading, ... The IA Transformation - Risk & Controls audit team is responsible for providing audit...job level, and date of hire. **Most Relevant Skills** Control Monitoring , Data Analysis, Industry Knowledge, Issue… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with the appropriate level of urgency. + Assists management to implement appropriate controls to detect and address potential compliance problems. + Excellent ... + Researching regulatory and compliance topics + Conducting compliance testing and monitoring + Developing compliance training courses + Acquiring… more
- Carnival Cruise Line (Miami, FL)
- …directed by Management. The above responsibilities include assisting the Director of Compliance in monitoring the correct implementation of applicable procedures ... (Shipboard and Shoreside), proper document control and document management. **Essential Functions:** + Review critical and time-sensitive monthly "Self-Inspection… more
- American Express (Sunrise, FL)
- …Third-Party Life Cycle Management. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing, and related efforts. + Support ... of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily responsible for oversight of US Small Business… more
- Citigroup (Tampa, FL)
- …vary by jurisdiction, job level, and date of hire. **Most Relevant Skills** Control Monitoring , Data Analysis, Industry Knowledge, Issue Management, Laws and ... independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior… more
- TD Bank (Fort Lauderdale, FL)
- …in alignment with policies, standards, and procedures for oversight of the transaction monitoring systems. AML Business Data Manager is accountable for assisting ... (eg financial controls , segregation of duties, transaction approvals and physical control of assets) + Leads relationships with business lines / corporate and/or… more
- BAE Systems (Largo, FL)
- …documentation, Plans of Action and Milestones (POA&Ms), assessing and auditing systems security controls , and continuous monitoring of controls . + Interpret ... Defense. As a Facility Security Officer, Information Systems Security Manager , and COMSEC Manager you will work...all aspects of a rigorous Risk Management Framework (RMF) compliance program as stipulated by NISPOM/DAAPM, JSIG, ICD 503,… more
- Citigroup (Tampa, FL)
- …to both self-identified and audit issues, policy and standards oversight, internal controls and compliance + Disseminate policies / procedures awareness / ... the project management staff at the regional and global level to ensure compliance with Citi level policies / standards, In-Business procedures / guidelines and… more