- PNC (New York, NY)
- …coordination of interviews and information requests from regulatory agencies. + Leads the compliance monitoring program and reviews activity to ensure it falls ... opportunity to contribute to the company's success. As a Compliance Program Manager within the Asset &...control limits. Helps to identify and define the compliance program objectives for assigned area, products/services, and applicable… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit ... senior compliance stakeholders and audit partners. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation… more
- DoorDash (New York, NY)
- …initiatives to automate compliance processes such as risk assessments, control testing, and continuous monitoring . + Partner closely with cross-functional ... experienced program manager to help us jumpstart our legal compliance program. This high-visibility, high-impact role will require close partnerships with legal,… more
- TD Bank (New York, NY)
- …described in the US Compliance Operating Framework (COF) including: Compliance -wide frameworks, guidelines and standards for testing, monitoring , risk ... operational frameworks to ensure the business has implemented proper controls to ensure regulatory compliance . + Ensure...the area specified as required. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads… more
- TD Bank (New York, NY)
- …is outlined in the general description below. **Job Description Summary:** The Compliance Governance & Operations Manager leads the development and ... Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with control functions within the organization +… more
- American Express (New York, NY)
- …+ Supporting the annual Control and Compliance evaluation process, Compliance Risk Assessment, Compliance Monitoring & Testing + Collaborating with ... Compliance Global Network Partnerships US and EMEA, the Compliance Manager will be responsible for: +...of stakeholders including General Counsel Office, Global Financial Crimes Compliance , Global Privacy Office, GMNS Control Management… more
- Citigroup (Getzville, NY)
- …Team Lead. It is an execution-oriented position that is responsible for control /testing design assessment and assurance for Client controls , and includes ... from time to time to meet internal and external deliverables across the Client Controls team. The Client Organization- Control Design Assessment Officer will be… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **Job Description:** At Bank of ... responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process… more
- TD Bank (New York, NY)
- …in the US Compliance Operating Framework (COF) including:** + ** Compliance -wide frameworks, guidelines and standards for testing, monitoring , risk ... support the lending activities of Wealth Banking.** **Job Summary:** The Senior Compliance Business Oversight Manager provides advice, support and objective… more
- Citigroup (Getzville, NY)
- …responsibilities include monitoring adherence to ICRM's Risk Policies and measuring compliance risk through a robust control framework and ensuring that ... Serves as a compliance risk manager for Independent ...to day operations of the department including implementing process control functions to support updates to department procedures, global… more