- Broadridge Financial Solutions (New York, NY)
- …Technologies Data Center Engineering: Environmental and Physical Security Controls Information Security: Governance, Endpoint Protection, Security Monitoring ... Broadridge team. Broadridge is Growing! We are seeking a Manager , IT Audit to join a stellar a team....and recommending improvements to enhance our operational efficiency and compliance with regulatory requirements. This role demands the candidate… more
- PNC (New York, NY)
- …Front Office materials, policies and procedures to ensure alignment. + Manages the compliance monitoring program and reviews activity to ensure it falls within ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion. As a Compliance Program Specialist...established risk control limits. Leads the execution of the … more
- M&T Bank (New York, NY)
- …agreements for assigned accounts. + Ensure coordination of activities related to monitoring risks and ensuring regulatory compliance for assigned accounts with ... follow short and long-term strategies to achieve sustainable earnings growth and compliance with Bank and Division strategic plans. Participates in development and… more
- M&T Bank (Buffalo, NY)
- …and escalate or remediate, as appropriate. Responsible for the timeliness of the monitoring activities and ensure credit policy compliance by verifying adherence ... address questions during credit discussions or presentations. Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more
- Nestle (New York, NY)
- …based on internal and external benchmark information on Distribution performance **Internal Controls ** + Ensure clear control and visibility of assets and ... and growth. Join us! **POSITION SUMMARY:** As the Finance Manager Co-Pilot Supply Chain, you will play a vital...liabilities, including the development, implementation and compliance with internal controls in all areas… more
- Mirabito Energy Products (Otego, NY)
- …sales and profit. P & L Sales Performance and Promotional Execution + Assist Store Manager in monitoring and maintaining the store budgets as it is set for ... Position: Subway Manager Reports to: Store Manager Status:...daily and monthly paperwork requirements in order to ensure compliance with company standards and protection of its assets… more
- TD Bank (New York, NY)
- …(eg financial controls , segregation of duties, transaction approvals, and physical control of assets). + Works closely with key business leaders to optimize ... and control issues + Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported… more
- Scotiabank (New York, NY)
- …+ Exhibits best practice risk management skills through effective internal risk controls , risk monitoring , risk assessment and improvement of risk management ... Manager , US Cyber and IT Risk Management **Requisition...controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk. + Champions a high-performance… more
- Mallinckrodt Pharmaceuticals (Hobart, NY)
- …Hobart, NY Additional Locations Job Description Summary Responsible for continually monitoring processes and procedures primarily for inventory control of ... and activities as needed and directed by the Sr. Manager , Controlled Substances Compliance -Hobart. Controlled Substances Waste...back data if found and escalates to Webster Groves Compliance team for follow-up Email Mailbox Monitoring :… more
- University of Rochester (Rochester, NY)
- … Compliance Officer will be responsible for developing, implementing, and monitoring compliance programs that meet all applicable legal, regulatory, and ... with regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory… more