- Wells Fargo (Addison, TX)
- …Sanctions regulations and financial crimes risk. + Experience in auditing Transaction Monitoring risks and controls in accordance with BSA/AML regulations and ... **About this role:** Wells Fargo is seeking an Audit Manager - Executive Director on the Financial Crimes Audit...lines of business, and evaluates the system of internal controls and processes related to financial crimes. Learn more… more
- JPMorgan Chase (Plano, TX)
- …the controls framework and individual controls , and testing the controls + Ensure operational practices are in compliance with relevant risk standards, ... policies, and regulations to maintain an effective control environment with ongoing monitoring and assessment...compliance is a plus + Familiarity with Internal Controls , including the three lines of defense model of… more
- Robert Half Management Resources (Frisco, TX)
- …financial services environment. This position requires a proactive approach to monitoring controls and collaborating with internal stakeholders and external ... Description We are looking for a skilled Manager , Finance Governance & Control to...compliance program, ensuring the effectiveness of approximately 75-80 controls annually. * Conduct detailed walkthroughs to assess the… more
- JPMorgan Chase (Plano, TX)
- **Risk Management - Control Manager - Vice President** As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and ... as a trusted advisor for the design, implementation, and monitoring of mitigating controls + Manage end-to-end...technology solutions to understand changes to processes and verify compliance with evolving control requirements + Provide… more
- JPMorgan Chase (Plano, TX)
- …Implementation and Execution, and Product Management as the business we support. As a Control Manager Vice President within the Commercial & Investment Bank, you ... Controls team supporting Merchant Services. The role involves development and monitoring of end-to-end controls for Biometrics and Omnichannel Solutions,… more
- RTX Corporation (Dallas, TX)
- …safer, more secure world. This position is for a Principal Program Cost Controls Specialist (P3), working within the Raytheon; Operations & Supply Chain (OSC) ... closely with the Business Office and the Program Operations Manager working on the exciting and challenging SM-3 program...the Operations financials as an Ops Principal Program Cost Controls analyst. Scope of work includes weekly & monthly… more
- Capital One (Plano, TX)
- …such as: new products, process development, development of controls and monitoring , remediation/corrective action of compliance breakdowns, and change in law ... Compliance Advisor Manager **The Compliance...controls over regulatory requirements and line of business monitoring of those controls ** + **Performing targeted… more
- TIAA (Dallas, TX)
- …a control strategy for all retail businesses. + Ensures compliance with corporate and regulatory procedures (eg, Know Your Customer, Anti-Money Laundering, ... Fraud Prevention, etc.) by implementing and monitoring operational processes. **Qualifications** + 3 Years Required; 5...to the organization + Promotes the adoption of a controls and compliance culture through training and… more
- Capital One (Plano, TX)
- …such as: new products, process development, development of controls and monitoring , remediation/corrective action of compliance breakdowns, and change in law ... in legal, or 5+ years of experience with audit -CRCM (Certified Regulatory Compliance Manager ) certification, or ACAMS (Association of Certified Anti Money… more
- Google (Austin, TX)
- … programs related to our in-scope binding legal commitments. This involves monitoring controls , engaging with internal and external auditors, preparing and ... Google is seeking a dedicated and experienced Domain Assurance Manager to lead ongoing oversight and programmatic compliance...of short and long-term efforts. You will also document control deficiencies and compliance gaps, provide privacy… more