- PNC (New York, NY)
- …clients. Actively identifies and may be responsible for higher and/or broader levels of risk management . Mitigates different types of risk , such as ... operational, credit and human capital risks. Serves as an escalation point for risk management topics. Coordinates problem solving and may have exception… more
- The Salvation Army (West Nyack, NY)
- …Maintain a close cooperative working relationship with legacy and annuity promotion, Risk Management , Property; Audit and Finance Departments of territorial ... of work per week and is onsite. Responsibilities Office Manager : * Assist in the encouragement and training of...in Salvation Army policy. * Supervise the review and management of all contracts, agreements, applications and corporate… more
- TD Bank (New York, NY)
- …TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and ... and FCRM-related processes. The team mandate includes regulatory compliance, program remediation, risk management , and program development. Key components are: +… more
- Tradeweb (New York, NY)
- …company, including working with senior leadership and business, technology and corporate teams to manage the end-to-end audit life-cycle including conducting ... risk assessments, engagement planning, audit execution and reporting; assisting...their performance against internal audit methodology requirements + Perform manager reviews of audit work performed by team members… more
- UMB Bank (Albany, NY)
- …You will identify and communicate compliance deficiencies and potential issues to Corporate Risk Management and business partners and communicate ... ** Corporate Compliance Services** partners with UMB management...timely, accurate, and seasoned judgment related to regulatory compliance risk , suggests strategies for mitigating risk , promotes… more
- TD Bank (New York, NY)
- …will cover a range of treasury related initiatives with focus on non-trading market risk management (NTMR). This position will report to the TDS US Treasurer. ... line with those policies + Demonstrates governance, control and risk management behaviors in alignment with TD...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- New York Power Authority (Massena, NY)
- …risks above accepted risk appetite levels as prescribed in the Asset Management Risk Framework + Identify, prioritize, and initiate projects originating from ... Maintenance Location: Massena, US **Summary** Accountable for the daily management and coordination of NYPA's overall operations, including Overseeing, monitoring,… more
- SMBC (New York, NY)
- …for producing management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other governance forums, including ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk… more
- Wellington (New York, NY)
- …all asset-in-kind flows and product/portfolio changes with an emphasis on operational risk management and control environment. The CTA will work closely ... with the Client Integration Manager , Client Group teams, Wellington Funds Group and other...relevant investment industry experience. Exposure to investment operations and risk management environment would be preferred. Advanced… more
- Janus Henderson Investors (New York, NY)
- …including CLO ETFs and their redeem / create cashflows + Assist with CLO manager due diligence, write-ups, surveillance, monitoring and risk assessment + Assist ... in the surveillance of the current CLO portfolio including risk assessments, CLO manager performance, opportunity for risk /reward optimization, relative… more
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