- TD Bank (New York, NY)
- …understanding of the broker-dealer regulatory environment and requirements + Strong background in risk management and compliance + Background in finance a plus + ... Securities in the US. The OCOO ensures alignment of first line functions, risk functions and governance and oversight programs, and works closely with TD Securities… more
- Axis (New York, NY)
- …subrogation and risk transfer + Preparing required reports to senior management + Travels to mediations or settlement conferences as required + Other duties ... We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns...We also proudly maintain an entrepreneurial, disciplined and ethical corporate culture. As a member of AXIS, you join… more
- M&T Bank (Buffalo, NY)
- …to executive leadership, delivering clear, business-savvy counsel on litigation exposure, risk , and dispute resolution. + Define and drive a cohesive litigation ... + Collaborate with leaders across Legal, Government Relations, Communications, Compliance, Risk and other business functions to align litigation strategies with… more
- Amazon (New York, NY)
- …management disciplines including scope, schedule, budget, resources, quality and risk management , reporting and metric development/tracking * Strong ... and often ambiguous environment, and you have strong technical problem solving and project management skills, then this job is for you! Amazon is searching for an… more
- Raymond James Financial, Inc. (New York, NY)
- …be 3 per week averaging 12 days per month in one of the following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( ... industry rules and firm policies. This position collaborates closely with management to identify and mitigate financial, reputational, and regulatory risks. The… more
- JPMorgan Chase (New York, NY)
- …in working with buy-side clients. + Deep understanding of portfolio analytics, risk management , performance attribution and/or Securities Services workflows. + ... **CIB - Securities Services Product Manager - Fusion Analytics Specialist - New York...management competitive landscape. + Prior experience with data management , performance, risk , and ESG offerings preferred.… more
- TD Bank (New York, NY)
- …on legal trading documentation, be able to effectively apply legal and sound risk management principles and display good drafting ability. + Excellent written ... committed to providing a seamless client experience while managing the Bank's risk . The position will be responsible for providing best-of-class service to clients… more
- TD Bank (New York, NY)
- …activity is in line with those policies + Demonstrates governance, control and risk management behaviors in alignment with TD policies and practices **Education ... of hedging strategies to manage currency exposure and mitigate risk for the bank and its clients + Monitor...to communicate effectively with all levels of staff and management **Preferred Qualifications:** + Graduate degree in economics, finance,… more
- Fannie Mae (New York, NY)
- …in the housing ecosystem. In this role, you will consult with team members and management to provide core legal counsel and services to the company on a variety of ... highly complex transactions and legal projects related to multifamily or corporate initiatives, low-income housing tax credit (LIHTC) investments, and asset … more
- Kedplasma (Williamsville, NY)
- …duties or work assignments, as required. **PRIMARY CONTACTS** + Center management , donors, employees, auditors, inspectors, vendors, corporate staff, and ... of the donor during the plasmapheresis process under the direction of Center Manager . Operates within the scope of EU Guidance on Good Manufacturing Practice and… more