- TD Bank (New York, NY)
- …output and analyst dispositions of alerts, and suggested enhancements to the program. Through due diligence , and with a strong sense of integrity, we help ... TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program.… more
- Aflac (New York, NY)
- …requirements receive appropriate corrective action. + Provide compliance support to the due diligence program for new and existing external investment managers. ... VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The...experience in Insurance Industry or Asset Management Investments Compliance ( Fixed Income a plus) + MBA, Compliance Certifications a… more
- JPMorgan Chase (New York, NY)
- …for GFICC's strategies. **Job Responsibilities** + Conduct thorough sector and issuer due diligence , tracking trends, performance, and macroeconomic drivers to ... The Global Fixed Income Currency and Commodities team (GFICC) at...Ideal experience as a research analyst, quantitative analyst, portfolio manager , banker, structurer, or trader JPMorganChase, one of the… more
- Wellington (New York, NY)
- …+ Assisting with outbound market research and company mapping activities + Performing due diligence on prospective portfolio companies + Building and maintaining ... and the resources and stability of a global investment manager . We aim to use our global scale, sector...our senior investment team to assist in the sourcing, diligence , and management of portfolio companies. The ideal candidate… more
- Scotiabank (New York, NY)
- …the completion and review of credit presentations with the appropriate level of due diligence . This role also involves the negotiating documentation, guiding ... leverage broader Bank relationships, systems and knowledge. + Structure, analyze and perform due diligence on transactions that vary in complexity. Prepare and… more
- Mizuho Corporate Bank (New York, NY)
- …is to ensure the proper onboarding of new clients by conducting customer due diligence (KYC), including collecting and validating a new customer's identity ... accuracy of customer information in KYC platform and conduct due diligence and know your customer processes,...internal and external audit inquiries. + Support direct team manager and other team members when needed. Skills and… more
- Aflac (New York, NY)
- …loans is a plus + Conduct internal review/approval processes and investment due diligence responsibilities for on-boarding of new external mandates and ... fluency with respect to commercial real estate, real estate owned, credit fixed income assets and capital markets. The qualified candidate will have knowledge… more
- Wellington (New York, NY)
- …Principal will be responsible for generating deal flow, conducting in-depth due diligence , managing deal processes, developing investment recommendations, and ... and the resources and stability of a global investment manager . We aim to use our global scale, sector...record of playing a key role in leading comprehensive due diligence for investments in Series B-D… more
- BlackRock (New York, NY)
- …activities, assisting in platform demonstrations, implementation pre-planning, or client due diligence , as a product/workflow subject matter authority ... That's why investors of all kinds have made us the world's largest asset manager , entrusting us with trillions of dollars, and its why companies, institutions and… more
- TD Bank (New York, NY)
- …application of BSA/AML risk escalation, review and approval processes, KYC due diligence and policies** **Contributes to the development, implementation ... **The VP Operations TDS will provide operational support & leadership for Fixed Income, Money Market, Syndicate New Issuance in Capital Markets and the… more