- American Express (New York, NY)
- …changes **Minimum Qualifications** + Seven (7) or more years of experience in M&T, risk management , audit or other relevant role in the financial services, ... Crimes, marketing offer fulfillment and UDAP/UDAAP requirements, Privacy, Compliance Risk Assessment, general regulatory knowledge, issue management , and… more
- TD Bank (New York, NY)
- …workstreams include: Trade Surveillance, Communication Surveillance, Financial Crimes & Risk Management (transaction surveillance), Regulatory Compliance ... platforms * Data & Analytics - Lead initiatives to enhance data management , analytics, and AI-driven insights for compliance, surveillance, and supervision. *… more
- TD Bank (New York, NY)
- …and maintain contacts with market participants + Demonstrates governance, control, and risk management behaviors in alignment with TD policies and practices ... + Adheres to enterprise frameworks or methodologies that relate to activities for... and/or regulatory requirements + Maintains a culture of risk management and control, supported by effective… more
- TD Bank (New York, NY)
- …and maintain contacts with market participants + Demonstrates governance, control, and risk management behaviors in alignment with TD policies and practices ... + Adheres to enterprise frameworks or methodologies that relate to activities for... and/or regulatory requirements + Maintains a culture of risk management and control, supported by effective… more
- BMO Financial Group (New York, NY)
- …: + **Solution architect** , who works with other architects including enterprise architects, leads with _all aspects solution architecture_ and design of multiple ... Development experience ( **Cloud, DevOps, Agile)** + Experience with services management ( **web services, REST, Web API,** **ESB** , message-based) development,… more
- Bank of America (Elma, NY)
- …(CPM). The role also serves as the Credit approver in conjunction with CPM and Risk management based on credit approval grid and drives the internal credit ... purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture… more
- Citigroup (New York, NY)
- …of Corporate Law + Key stakeholder in senior forums covering strategy, risk management , corporate governance, franchise reputation and/or highly complex or ... influence on the company. This role is not a manager . **Responsibilities:** + Serve as a partner and advisor...primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance, Finance, CAO, CCO), the Legal Management… more
- TD Bank (New York, NY)
- …team responsible for the development of cross-asset automated pricing and risk systems, primarily focused on FICC derivatives. The Transparency team works ... sales/trading/quant teams on the development of applications incorporating pricing and risk models used for electronic trading. These applications are used globally… more
- CDM Smith (Buffalo, NY)
- …audit and risk management functions are operating effectively. * Leads enterprise risk management and internal audit functions working with executive ... value, and long-term sustainability. * Deep knowledge of corporate governance frameworks, enterprise risk management , compliance, and internal controls. *… more
- Wells Fargo (Nyack, NY)
- …the sales development process + Knowledge and understanding of retail compliance controls, risk management , and loss prevention + Ability to follow policies, ... and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial...most Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for… more