- M&T Bank (New York, NY)
- …risk-related issues needing escalation to management. + Maintain M&T internal control standards, including timely implementation of internal and external audit ... demonstrated attention to detail, execution and follow-up on multiple initiatives within Finance and across the Bank. The ability to identify, analyze, rationalize… more
- SMBC (White Plains, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more
- SitusAMC (New York, NY)
- …members are completed in a timely manner while adhering to all internal control requirements, audit standards, and client service levels. + Work with Director and ... and other functional responsibilities, and provide recommendations for resolution to upline manager . + Perform QC of completed product and communicate results to… more
- Synchrony (New York, NY)
- …for driving enterprise coverage and assessments of IT risk management and control design/effectiveness to support our Risk Governance Framework assessment. This role ... and IT risk profile (including scoping, risk assessment, fieldwork, testing, control evaluation, and reporting) + Develop strong and effective relationships with… more
- Neuberger Berman (New York, NY)
- …repeatable systematized, and digital processes that ensure consistency of outcome, control rigor, and quality client experience that both clients and internal ... organization partnering with sales leaders, external clients/wholesalers, investment professionals, control and operational partners, to construct and implement scalable… more
- Bank of America (New York, NY)
- …and the team comprises former traders, market risk managers, front office and finance quants, and regulators. The team leads many high-profile audits comprising both ... in the firm. **Responsibilities for this role include:** + Assessing the control environment effectiveness of market risk measurement and valuation processes within… more
- TD Bank (New York, NY)
- …oversight, monitoring and reporting for the Convertible Arbitrage and Municipal Finance trading desks. The Associate will also provide backup oversight, monitoring ... materials as required + Ensures backups for monitoring and control function for the Loan/High Yield Sales and Trading...& Experience:** + Undergraduate degree in Business (Accounting or Finance ) or Mathematics/Economics + Series 7, 79 and 63… more
- TD Bank (New York, NY)
- …regulatory guidelines is effective. This position also works with management / control function partners (eg Risk, Legal, Compliance, AML and Audit) to assess ... medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities cover multiple… more
- TD Bank (New York, NY)
- …enable us to provide critical infrastructure services that support and/or control the trading, investment, and corporate banking functions of TD Securities. ... our global client base. They provide operational support and control functions across the trade lifecycle. The team is...with customer accounts and facilitating the allocation of money manager sub-accounts for client type trading for cash and… more
- Deloitte (New York, NY)
- …Consultant, you will: + Demonstrate advanced understanding of business processes, internal control risk management, IT controls and related standards. + Identify and ... controls which mitigate risks, and related opportunities for internal control improvement. + Understand complex business and information technology management… more