- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain...the anticipated low and high end of the BMO Financial Group's salary range for this position. Actual salaries… more
- Navient (Albany, NY)
- …great together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager - Head of 1st Line of Defense Compliance .** **As ... is a plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial services & products. **Where:** + This role will be… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in adhering… more
- NBT Bank (Tully, NY)
- …and customer satisfaction. + 15% Provides supervisory oversight of branch operations, compliance , and risk. Works with branch manager to ensure branch ... - $29.57 As a strong support to the Branch Manager , the Assistant Branch Manager supervises daily...sales activities and related results. Monitors, identifies and controls compliance risks and operational exposure and assists with management… more
- Bank of America (New York, NY)
- …Key responsibilities include vendor oversight, budget management, data analytics, financial analysis, reporting, cross-functional collaboration, risk & compliance ... Senior Audit Manager - Vendor Manager Charlotte, North...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- TD Bank (New York, NY)
- …below as you consider this opportunity._** **Job Profile Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?**...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- City of New York (New York, NY)
- …and other related tracking. - Provide insights and recommendations based on financial trends and variances. Internal Controls and Compliance - Contribute ... and thriving neighborhoods. About the Role The Senior Fiscal Manager plays a pivotal role in bridging fiscal operations...a pivotal role in bridging fiscal operations and strategic financial oversight. Under the supervision of the Fiscal Director,… more
- Albireo Energy, LLC (New York, NY)
- …resources, and customer relations to ensure high customer satisfaction and positive financial outcomes. The Project Manager works collaboratively with internal ... The Project Manager leads and supervises all aspects of assigned...stakeholders. + Take ownership of project deliverables and ensure compliance with quality standards and client specifications. Resource and… more
- Catholic Charities Family Community Services (Rochester, NY)
- …for residence operations and assumes fiscal accountability of all expenditures. + Assist Manager in ensuring compliance of all applicable local, state and ... **Assistant Residental Manager - Cloverdale** **Job Details** **Job Location** Cloverdale...maintains continuity of all individuals' records including medical, behavioral, financial , life safety and all other plans of service.… more