- Neuberger Berman (New York, NY)
- …position assists with the preparation of historical investment performance analyses, financial statements, and related reports. Private Equity is a rapidly growing ... key member of the finance team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business +...basis + Review management fee calculations + Collaborate with audit and tax professionals to support year-end audit… more
- Neuberger Berman (New York, NY)
- … financial services, with significant experience in business controls, risk management, audit , or compliance within Wealth Management, Private Banking, or a ... ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk, Legal, Operations, and other control partners to ensure the highest… more
- Astronics (East Aurora, NY)
- …the Supervisor involved when necessary. + Provide performance feedback to manager /supervisor for employee reviews. + Ensure that employees are managing expired ... position may require knowledge of SOX / 404 internal audit controls and related documentation. + Other duties as...education support, certifications, and exposure to governance, risk, and compliance tools at a global scale. + A culture… more
- TD Bank (New York, NY)
- …industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is ... to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. Key Responsibilities: + Draft an… more
- Cardinal Health (Albany, NY)
- …audit and monitoring plan. The Manager has supervisory responsibility for all Compliance Audit staff. **_What is expected of you and others at this ... rules, teaching physician guidelines, and/or medical necessity defense reviews; healthcare compliance audit methodology, principles and techniques; CMS manuals;… more
- TD Bank (New York, NY)
- …on professional judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager will manage ongoing ... guidance in support of the Compliance regulatory** **engagement** **strategy. The Compliance Audit & Exam Manager will prepare regular stakeholder… more
- Huron Consulting Group (New York, NY)
- …your future. Huron is seeking Manager -level candidates with experience in Internal Audit , GRC and SOX 404 within the financial services industry to join ... **Key Responsibilities:** As a Manager in the Financial Institutions Internal Audit discipline, you will... audit programs including but not limited to financial , operational, technology, and compliance audits +… more
- Equitable (New York, NY)
- Internal Auditor - Lead Audit Manager in Financial Risk Management ( 250000FT ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : UNITED ... effectiveness of risk management, control and governance processes. The Internal Auditor - Lead Audit Manager , Financial Risk Management team member will be… more
- Heritage Financial Credit Union (Middletown, NY)
- …Description Come join Heritage Financial Credit Union's Internal Audit Team as the Sr. Manager of Internal ... Sr. Manager of Internal Audit - Middletown,...in internal audit , risk management, or regulatory compliance , preferably within a financial institution or… more
- American Express (New York, NY)
- …US banking industry consumer and prudential compliance requirements, and support integrated audit teams with their compliance audit approach. This role ... (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)) + Experience with data analytic tools,… more
