- American Express (New York, NY)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk ... policy interpretation, regulatory change implementation, and incident response. + Support compliance testing, audit readiness, and business responses to… more
- TD Bank (New York, NY)
- …and challenge related to their Compliance Management System programs. The Compliance Manager will lead important projects and functions that assist the ... COC oversees a corporate oversight compliance risk management program. The Compliance Manager will have experience in implementing and overseeing a variety… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a… more
- TD Bank (New York, NY)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and objective ... Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight of the Global Regulatory… more
- TD Bank (New York, NY)
- … with these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior manager /subject matter expert ... which is outlined in the general description below. **Job Summary** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic… more
- Canandaigua National Bank & Trust (Pittsford, NY)
- Financial Crimes Investigations Manager Canandaigua National Bank Location: Pittsford, NY (Hybrid) What does a Financial Crimes Investigations Manager ... Act, and Office of Foreign Assets Control (OFAC). A subject-matter expert, the Financial Crimes Investigations Manager will supervise a team of Financial… more
- Coinbase (Albany, NY)
- …teams. * Develop and implement governance mechanisms, risk tracking tools, and compliance reporting processes. * Support audit readiness efforts, ensuring ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...expected and fully supported. We're looking for a program manager to join our Strategy and Planning team. This… more
- American Express (New York, NY)
- …or a related field. + 5-7 years of experience in Compliance , Risk, Audit , or related field in financial services. + Foundational understanding of risk ... a culture of integrity and effective second line independent Compliance oversight. The Senior Manager , Strategy &...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- Project Renewal, Inc. (New York, NY)
- Title: Senior Manager , Compliance Program: Legal, Varick Headquarters Salary Range: $90,000 - $100,000 per year Overall Responsibilities: The Senior Manager , ... in healthcare and related human services. The Senior Manager , Compliance reports to the Director of...This position plays a key role in maintaining regulatory compliance and mitigating legal and financial risks… more
- American Express (New York, NY)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk ... policy interpretation, regulatory change implementation, and incident response. + Support compliance testing, audit readiness, and business responses to… more