- Grant Thornton (Charlotte, NC)
- …risk management programs, and/or entity-level and business process controls for Internal Audit , SOX compliance , System & Organization Control (SOC) reporting, or ... in addressing risk in both proactive and responsive contexts for the Risk, Compliance & Controls Practice - all with the resources, environment, and support to… more
- PNC (Raleigh, NC)
- …In your role, you will continuously draw upon your knowledge of the financial services industry, compliance regulations, research and monitoring techniques and ... Accuracy and Attention to Detail, Anti-money Laundering/Sanctions Policies and Procedures, Audit And Compliance Function, Auditing, Fraud Management, Internal… more
- TD Bank (Charlotte, NC)
- …support of the channel + Primary relationship owner for Operational/Regulatory Risk, Audit , Direct Channels Risk/ Compliance oversight and External Agencies that ... solutions and present recommended approach + Previous exposure to Operational Risk, Compliance and/or Audit + Strong negotiation skills + Solid understanding… more
- Sunrise Senior Living (Raleigh, NC)
- …Recruitment Administration and Process, Information Monitoring/Process and Systems, Financial Systems Close and Management, Business Processes-Key Controls, ... and state laws/provincial labor/labour laws and Sunrise policy. + Maintain training compliance and records and performance appraisal records and perform ongoing data… more
- Truist (Charlotte, NC)
- …to the platform's definition of done standards related to change visibility, audit trail completeness, rollback safety, and compliance readiness. Asset Lifecycle ... Testing; Artifact Scanning; Database Schema Management, Orchestration and Recovery; Compliance Automation and Audit Trails; Configuration Management; Containers;… more
- Cardinal Health (Raleigh, NC)
- …assurance concepts and technical capabilities, the Senior Specialist supports the Manager , Quality Assurance in quality audits and develops actionable insights and ... Senior Specialist mentors junior Specialists and, under the guidance of the Manager , may lead the development of standard operating procedures in assigned… more
- Bank of America (Charlotte, NC)
- …submissions * Participate and represent the reporting function to control partners (eg, Audit and Compliance ) * Responsible for the identification, tracking, and ... are guided by a common purpose to help make financial lives better through the power of every connection....representation of the reporting function to control partners (eg, Audit and Compliance ) * Identifies, tracks, and… more
- TD Bank (Hendersonville, NC)
- …and follows compliance /risk and control programs + Ensures ongoing compliance with internal/external audit and regulatory requirements. Provides prompt and ... services, products, and tools to help Customers achieve their financial goals. **Depth & Scope:** + Performs a wide...comprehensive responses to all external audit , regulator and compliance requests and findings.… more
- City National Bank (Charlotte, NC)
- …bank. This role is responsible for (i) with the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with appropriate risk ... Management Policy, control testing methodologies, and related regulatory and compliance standards. This dynamic position provides opportunities for working across… more
- VF Corporation (Greensboro, NC)
- …VF looks a little like this. As an Analyst you will support the Senior Manager , Internal Audit , in managing projects within the region. You will participate in ... Conducting the audit /review and following through to report issuance for financial and operational audits. + Completing working papers ensuring that the audit… more