- American Express (New York, NY)
- …regulatory requirements, and supervisory expectations + Design and review conduct risk controls and participate in control testing to assess effectiveness and ... to join our Independent Risk Management team as a Manager of Conduct Risk Management. This role will report...financial services industry / Solid understanding of internal control frameworks and regulatory expectations for conduct risk +… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US AML Audit **Requisition ID:** 227034 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline only. ... We work together to drive ambition for every future! **Purpose** The Senior Audit Manager contributes to the overall success of the Audit Function in support of the… more
- Scotiabank (New York, NY)
- …in a challenging environment and work with management to find solutions to address control weaknesses. The Audit Manager contributes to the overall success of ... Audit Manager , US Risk Management **Requisition ID:** 231825 **Salary...over the design and operations of the Bank's internal controls , risk management and governance processes. We are professionals… more
- Citigroup (New York, NY)
- …experience in the job offered or in a related occupation implementing E-trading control framework within the financial services industry. Employer will accept ... Citigroup Global Markets Inc. seeks a Business Manager for its New York, NY location. Duties: Document, drive, and track multiple complex and interdependent new and… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- JPMorgan Chase (New York, NY)
- As a Vice President Electronic Trading Product Manager within JPM's Electronic Client Solutions (ECS), you will play a pivotal role in developing low-latency client ... You will be responsible to deliver customized electronic trading workflows, controls , and exchange co-location solutions, enabling clients to access JPM's… more
- M&T Bank (Rochester, NY)
- …Customer (KYC) and customer information profile (CIP)). Profiles customers to identify financial needs across all product and service lines, resolves service issues, ... Bank's sales process to achieve personal sales and/or referral goals. Identify financial needs of customers and present all appropriate product and service options… more
- MTA (New York, NY)
- …as directed by the Director to maintain guidelines for a system of Internal Controls and a program of Internal Control Review within the organization that ... Compliance Manager Job ID: 11531 Business Unit: MTA Headquarters...Subsidiary Agencies to deliver an effective and efficient Internal Control Review program that roots out fraud, waste, and… more
- MTA (Jamaica, NY)
- …as directed by the Director to maintain guidelines for a system of Internal Controls and a program of Internal Control Review within the organization that ... Compliance Manager Job ID: 9516 Business Unit: MTA Headquarters...Subsidiary Agencies to deliver an effective and efficient Internal Control Review program that roots out fraud, waste and… more
- Bank of America (New York, NY)
- Project Manager - Quartz Technology New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Project- Manager Quartz-Technology\_25033659-1) **Job Description:** At Bank of America, we… more