- TD Bank (New York, NY)
- …dealing with non-routine information + Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and ... in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong understanding… more
- BMO Financial Group (New York, NY)
- …programs of varying scope and type, including readiness assessments, planning , stakeholder management, execution, evaluation and sustainment of initiatives. + ... other internal and external regulatory requirements. + Provides input into the planning and implementation of ongoing operational programs in support of the model… more
- TD Bank (New York, NY)
- …competency. The Director Trading Business Management TDS is responsible for the planning , direction, and coordination of trading operations within The Bank. This ... process **Depth & Scope:** + Oversees the development and execution of strategic planning for unit + Oversees program and project level forecasting and tracking +… more
- TD Bank (New York, NY)
- …dealing with non-routine information + Focuses on short to mid- range planning (eg, 6-12 months) + Manages regulatory remediations **Education & Experience:** + ... in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong understanding… more
- TD Bank (New York, NY)
- …dealing with non-routine information + Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and ... years of experience with a registered US broker dealer, regulator, or global financial organization. + JD desirable but not required + Knowledge of operations,… more
- TD Bank (New York, NY)
- …a broad range of issues including non-routine information. + Focuses on longer-range planning for functional area (eg 12 months or greater). + Manages and ... in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong understanding… more
- S&P Global (New York, NY)
- …and learn valuable new skills. + Invest in Your Future: Secure your financial future through competitive pay, retirement planning , a continuing education program ... incident management, emergency response, change management, problem management, and capacity planning to support the robustness of S&P DJI's index platforms.… more
- JPMorgan Chase (New York, NY)
- …Data, and Design. **Job responsibilities** + Support the Technology Business Manager in driving strategic analyses/initiatives, preparing for key meetings, reviewing ... relevant experience in project management, communications, operations and/or strategic planning + Proven experience delivering timely, high quality presentations… more
- City of New York (New York, NY)
- …working families by providing the tools and resources they need to achieve financial health and work-life balance. DCWP also conducts research and advocates for ... fosters stronger, more sustainable, and thriving communities. Through its Office of Financial Empowerment, DCWP assists low-income and immigrant New Yorkers to build… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in… more