• Private Markets AML/KYC Director

    Manulife (New York, NY)
    …in developing, implementing, maintaining and enhancing the AML/KYC policies, procedures, and controls of the global Private Markets organization. In this role of ... all prospective investors subject to acceptance by the general partner or manager , across all Private Markets products, including open-end and closed-end funds.… more
    Manulife (07/29/25)
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  • Business Application Analyst III (US)

    TD Bank (New York, NY)
    …are appropriately utilized to achieve business objectives + Ensures appropriate risk controls are in place, are executed effectively and accountable to adhere to ... guidelines and regulatory requirements under control partner direction (eg, Privacy, Legal, Compliance, Office of...the Chief Data Officer + Oversees budget management and reporting as well as provide business application owner decision… more
    TD Bank (08/01/25)
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  • Head Universal Banker - C05

    Citigroup (Mineola, NY)
    …regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications** : + 2-4 ... The Head Universal Banker plays a key role in championing risk and control , driving lobby leadership, and ensuring consistent delivery of client and team experiences… more
    Citigroup (08/01/25)
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  • CTI/US Pensions Team - Private Assets Investment…

    Citigroup (Queens, NY)
    …regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. + Utilize Private Equity ... of hire. **Most Relevant Skills** Business Acumen, Data Analysis, Internal Controls , Management Reporting , Problem Solving, Process Execution, Risk… more
    Citigroup (07/10/25)
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  • Lead Auditor - BSA, AML, Fraud *Hybrid See Below

    M&T Bank (Buffalo, NY)
    …of internal control concepts + Experience evaluating adequacy of the controls + Strong leadership skills + Experience coaching and developing others + Proven ... + Lead and participate in audits from planning to reporting and produce quality deliverables in accordance with the...to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Identify… more
    M&T Bank (07/23/25)
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  • Senior Compliance Officer - Surveillance, Data…

    TD Bank (New York, NY)
    …the investigation and remediation of surveillance data-quality issues and help implement controls to prevent recurrence, and enhance reporting mechanisms for ... Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a Surveillance data quality… more
    TD Bank (07/22/25)
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  • AI Transformation - Director

    SMBC (White Plains, NY)
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
    SMBC (06/18/25)
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  • Director, Business Capability Owner - Payments

    TD Bank (New York, NY)
    …management, transaction posting, multi-currency handling, interest calculations, liquidity management, controls , and reporting ) to drive/ support deposits ... internal and external clients as we place a focus on people, processes, and controls . To achieve this, we need great people that are innovative, customer-focused and… more
    TD Bank (06/21/25)
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  • Systems Director, Senior Living

    Compass Group, North America (Manhattan, NY)
    …a time. + Support Multi-Site Teams: Provide guidance to on-site Directors in financial reporting , team management, and employee relations to ensure consistency ... to help foster a positive and compliant work environment. + Oversee Financial Operations: Manage financial performance across multiple senior living communities,… more
    Compass Group, North America (06/27/25)
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  • Fixed Income Operations Analyst

    Marex (New York, NY)
    …comfortably perform the tasks(s). The team places a strong emphasis on its control framework ensuring controls are followed and always evaluated for improvement. ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients… more
    Marex (07/24/25)
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